Glenn R. Harris
Professional summary
Glenn Reed Harris was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glenn is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Glenn had worked at 3 firms, which includes ALLIED BEACON PARTNERS INC., ADVANCED PLANNING SECURITIES INC., HORNOR TOWNSEND & KENT LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - March 26, 2009
ALLIED BEACON PARTNERS, INC.
January 9, 2004 - December 31, 2008
ADVANCED PLANNING SECURITIES, INC.
July 16, 2002 - February 20, 2004
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALLIED BEACON PARTNERS, INC.
CRD#: 46227 / SEC#: , 8-51357
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEACON AQUISITION PARTNERS, INC | SHAREHOLDER | |
| MATHER, ROBERT PHILIP | PRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY | 1764918 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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