Richard A. Ahl
Professional summary
Richard A Ahl JR, who also goes by Richard A Ahl, Jr, Richard Alan Ahl, Jr, is a registered financial advisor currently at CARNEGIE INVESTMENT COUNSEL located in Winter Park, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Richard has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard A Ahl JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2025 - Present
CARNEGIE INVESTMENT COUNSEL
Office #1: 427 S. New York Avenue Suite 202, Winter Park, FL 32789June 18, 2002 - October 3, 2025
AHL INVESTMENT MANAGEMENT, INC.
Primary Firm SEC Registration
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/14/2025)
Current Firm
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,127 |
| AUM (Assets Under Management) | $ 6,520,130,588 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 07/13/2023 | ||
| 02/08/2023 |
Red Flags
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