Irvin L. Cherashore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irvin Lee Cherashore was a registered financial professional .
Irvin is a previously registered financial professional and started their career in finance in 1966. Irvin had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2014 - September 15, 2025
TOCQUEVILLE ASSET MANAGEMENT LP
December 4, 2013 - September 15, 2025
TOCQUEVILLE SECURITIES L.P.
June 5, 1991 - December 16, 2013
THE WINCHESTER GROUP, INC.
May 8, 1991 - December 16, 2013
THE WINCHESTER GROUP, INC.
January 26, 1989 - October 1, 1991
THE STAMFORD COMPANY, INC.
May 6, 1982 - January 26, 1989
STAMFORD CAPITAL, STERLING GRACE & CO., INC.
November 3, 1978 - July 9, 1982
VAN BERGEN & CO., INCORPORATED
April 17, 1975 - February 3, 1977
LEHMAN BROTHERS INCORPORATED
October 14, 1966 - March 20, 1975
ABRAHAM & CO., INC.
Primary Firm SEC Registration
TOCQUEVILLE ASSET MANAGEMENT LP
CRD#: 105690 / SEC#: 801-36209
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 000
Date: 10/31/1966
General Securities Principal ExaminationSeries 1
Date: 3/17/1959
Registered Representative ExaminationCurrent Firm
TOCQUEVILLE ASSET MANAGEMENT LP
CRD#: 105690 / SEC#: 801-36209
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,440 |
| AUM (Assets Under Management) | $ 9,660,385,107 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 09/27/2024 | ||
| 02/22/2024 | ||
| 03/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
