SR
Steven J. Rzezuski
PARK AVENUE SECURITIES LLC
NEW HAVEN, CT 06511
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CRD#: 4538592
SR
Professional summary
Steven John Rzezuski, who also goes by Steve Rzezuski, Steven Rzezuski, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in New Haven, Connecticut.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Steven has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Rzezuski | Steven Rzezuski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Lord Hobo Brewery-Minority ownership
Start date: 11/01/2021,
Address: 5 Draper St Woburn MA 01801,
1 total hour per month, 0 during securities trading hours,
Not investment related;
Less than 10% annual compensation,
2) Outside Insurance business-broker,
Start date: 02/03/2025,
Address: 275 Madison Ave Ste 1914, New York, NY 10016,
5 total hours per month, 5 during securities trading hours,
I investment related;
Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Steven John Rzezuski's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Steven John Rzezuski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2025 - Present
PARK AVENUE SECURITIES LLC
Office #1: 555 Long Wharf Drive Suite 11a, New Haven, CT 06511RIA
BD
CRD#: 46173
NEW HAVEN, CT
Current
February 8, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 555 Long Wharf Drive Suite 11a, New Haven, CT 06511RIA
BD
CRD#: 46173
NEW HAVEN, CT
Past
March 10, 2022 - February 6, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
New Haven, CT
Past
March 23, 2019 - February 3, 2022
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW HAVEN, CT
Past
June 28, 2012 - March 25, 2019
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
June 12, 2008 - June 25, 2012
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
DANVERS, MA
Past
September 7, 2006 - May 23, 2008
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
October 8, 2003 - August 25, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
DANVERS, MA
Past
October 8, 2003 - August 25, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DANVERS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(2/8/2024)
IAR
Connecticut(1/27/2025)
RR
Florida(8/28/2024)
RR
Massachusetts(2/15/2024)
IAR
Massachusetts(4/3/2025)
RR
New York(8/28/2024)
RR
North Carolina(7/24/2024)
RR
Rhode Island(8/28/2024)
RR
South Carolina(2/6/2025)
RR
Vermont(8/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173New Haven, CT 06511TRUST BUT VERIFY
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