Teresa D. Gast

PRIVUS FINANCIAL

Irving, TX 75039

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CRD#: 4538549

Professional summary

Teresa Donne Gast, who also goes by Teresa Donne Nelson, is a registered financial advisor currently at PRIVUS FINANCIAL, LLC located in Irving, Texas.

Teresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Teresa has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Teresa Donne Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MS. GAST MAINTAINS A LESS THAN 2% OWNERSHIP INTEREST IN BOTH TECTONIC HOLDINGS, LLC, A LIMITED LIABILITY COMPANY, AND T ACQUISITION, INC. (TAI). TECTONIC HOLDINGS OWNS AFFILIATED ADVISORY, BROKER DEALER, AND INSURANCE FIRMS, TECTONIC ADVISORS, SANDERS MORRIS HARRIS, LLC, AND HWG INSURANCE AGENCY, LLC, THAT CAN PROVIDE ADDITIONAL INVESTMENT RELATED SERVICES TO PRIVUS CLIENTS. TAI OWNS T BANCSHARES, INC. WHICH OWNS T BANK, NA, A NATIONAL BANK, THAT CAN PROVIDE ADDITIONAL INVESTMENT RELATED SERVICES TO PRIVUS CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Donne Gast's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2018 - Present

PRIVUS FINANCIAL, LLC

Office #1: Tower 909 Building 909 Lake Carolyn Parkway, Suite 330, Irving, TX 75039

RIA

CRD#: 291495

Irving, TX

Past

May 16, 2002 - January 23, 2019

CAIN, WATTERS & ASSOCIATES, LLC

RIA

CRD#: 111521

PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2001

Uniform Investment Adviser Law Examination

Current Firm

PRIVUS FINANCIAL, LLC

PRIVUS FINANCIAL, LLC | PRIVUS, LLC

CRD#: 291495 / SEC#: 801-112313

RIA

Registered Investment Advisory firm - (1/7/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/31/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Tower 909 Building 909 Lake Carolyn Parkway, Suite 330, Irving, TX 75039

Mailing Address

Phone number

(214) 389-7875

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Teresa D. Gast

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Donne Gast's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVUS FINANCIAL, LLC

CAIN, WATTERS & ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2001

Current Firm

PRIVUS FINANCIAL, LLC

Contact information

Documents

Red Flags

Company Information

PRIVUS FINANCIAL, LLC

TRUST BUT VERIFY

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