Matthew R. Leek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Robert Leek, who also goes by Matt Robert Leek, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2002. Matthew had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2016 - December 31, 2017
MRL WEALTH STRATEGIES
October 10, 2013 - November 20, 2015
J.P. MORGAN SECURITIES LLC
October 9, 2013 - November 20, 2015
J.P. MORGAN SECURITIES LLC
April 30, 2013 - October 9, 2013
INTEGRITY ALLIANCE, LLC.
March 22, 2013 - September 23, 2013
SKYOAK CAPITAL, INC.
August 3, 2010 - January 9, 2013
MSI FINANCIAL SERVICES, INC.
August 3, 2010 - January 9, 2013
MSI FINANCIAL SERVICES, INC.
June 11, 2002 - July 29, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
June 4, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 4, 2002 - July 29, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MRL WEALTH STRATEGIES
CRD#: 282510 / SEC#:
Contact information
Red Flags
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