Michael T. Carey
KAHN FINANCIAL GROUP
CLEARWATER, FL 33759
Some features on this profile are disabled
CRD#: 4538404
Professional summary
Michael Thomas Carey, CFP®, who also goes by Mike Carey, is a registered financial advisor currently at KAHN FINANCIAL GROUP located in Clearwater, Florida and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Clearwater, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Carey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Bradford Management, Inc.. 604 Fayette Drive N, Safety Harbor, FL, 34695, United States Activity Type: Business Owner Position/Title Owner/Proprietor Investment Related: No Start Date: 09/13/2005 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner and President (2)Name of Business: Kahn Financial Group, Inc. Address: 1700 N Mcmullen Booth Rd Ste A5, Clearwater, FL, 33759, United States Activity Type: Independent RIA Position/Title: Independent Contractor Investment Related: Yes Start Date: 03/21/2007 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Investment Advisor Rep working under RIA- David Kahn
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Carey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
September 8, 2005 - Present
KAHN FINANCIAL GROUP
Office #1: 1700 Mcmullen Booth Rd. Suite A-5, Clearwater, FL 33759RIA
CRD#: 134802
CLEARWATER, FL
Current
August 9, 2005 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 1700 Mcmullen Booth Road Suite A-5, Clearwater, FL 33759BD
CRD#: 6694
CLEARWATER, FL
Past
June 24, 2002 - December 31, 2004
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KAHN FINANCIAL GROUP
KAHN FINANCIAL GROUP | KAHN FINANCIAL GROUP, INC.
CRD#: 134802 / SEC#: 801-121222
RIA
Registered Investment Advisory firm - (5/18/2021 Approved)North Carolina
Registered Investment Advisory firm - (6/3/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/1/2014)
RR
Florida(8/9/2005)
IAR
Florida(9/8/2005)
RR
Texas(8/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KAHN FINANCIAL GROUP
KAHN FINANCIAL GROUP | KAHN FINANCIAL GROUP, INC.
CRD#: 134802 / SEC#: 801-121222
RIA
Registered Investment Advisory firm - (5/18/2021 Approved)North Carolina
Registered Investment Advisory firm - (6/3/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/3/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1700 Mcmullen Booth Rd. Suite A-5, Clearwater, FL 33759-2130
Mailing Address
Phone number
(727) 797-5551
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 398 |
| AUM (Assets Under Management) | $ 101,785,642 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KAHN FINANCIAL GROUP
CRD#: 134802Clearwater, FL 33759TRUST BUT VERIFY
Monitor Michael Carey
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
