Donald E. Townsend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Edward Townsend, who also goes by Donald E Townsend, Donald Edward Townsend, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2002. Donald had worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2022 - April 1, 2026
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
December 20, 2013 - April 1, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
January 18, 2011 - December 31, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
January 18, 2011 - April 1, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
August 10, 2010 - January 14, 2011
VALIC FINANCIAL ADVISORS, INC.
June 2, 2010 - January 14, 2011
VALIC FINANCIAL ADVISORS, INC.
January 2, 2009 - May 20, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
January 1, 2007 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
November 12, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
November 12, 2002 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
August 2, 2002 - September 23, 2002
IDS LIFE INSURANCE COMPANY
August 2, 2002 - September 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
