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Susan J. Schmatzhagen

ZEVENBERGEN CAPITAL INVESTMENTS LLC
Edmonds, WA 98020-7261
Some features on this profile are disabled
CRD#: 4538328
SS

Professional summary

Susan Jane Schmatzhagen is a registered financial advisor currently at ZEVENBERGEN CAPITAL INVESTMENTS LLC located in Edmonds, Washington.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Susan has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Jane Schmatzhagen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 15, 2003 - Present

ZEVENBERGEN CAPITAL INVESTMENTS LLC

Office #1: 326 Admiral Way Suite 200, Edmonds, WA 98020-7261
RIA
CRD#: 128990
Edmonds, WA
Past

December 20, 2001 - November 15, 2003

ZEVENBERGEN CAPITAL, INC.

RIA
CRD#: 105308
SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ZC
ZEVENBERGEN CAPITAL INVESTMENTS LLC
ZEVENBERGEN CAPITAL INVESTMENTS LLC

CRD#: 128990 / SEC#: 801-62477

RIA
Registered Investment Advisory firm - (10/1/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(11/15/2003)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/18/2001
Uniform Investment Adviser Law Examination

Current Firm

ZC
ZEVENBERGEN CAPITAL INVESTMENTS LLC
ZEVENBERGEN CAPITAL INVESTMENTS LLC

CRD#: 128990 / SEC#: 801-62477

RIA
Registered Investment Advisory firm - (10/1/2003 Approved)
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Contact information

Main Address
326 Admiral Way Suite 200, Edmonds, WA 98020-7261
Mailing Address
Phone number
(206) 682-8469
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ZEVENBERGEN CAPITAL INVESTMENTS LLC FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts324
AUM (Assets Under Management)$ 4,990,660,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZEVENBERGEN CAPITAL INVESTMENTS LLC

CRD#: 128990Edmonds, WA 98020-7261

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