Timothy A. Haluszczak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Allen Haluszczak was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2002. Timothy had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2016 - November 11, 2022
BOUSTEAD SECURITIES, LLC
March 2, 2016 - May 11, 2016
EQUINOX SECURITIES, INC.
March 29, 2012 - December 31, 2014
RIVERROCK SECURITIES, LLC
October 29, 2009 - July 15, 2011
FORESIDE DISTRIBUTION SOLUTIONS, LLC
November 28, 2006 - October 2, 2009
NATCITY INVESTMENTS, INC.
November 28, 2006 - October 2, 2009
NATCITY INVESTMENTS, INC.
January 27, 2003 - May 19, 2006
MANNING & NAPIER ADVISORS, LLC
July 3, 2002 - May 19, 2006
MANNING & NAPIER INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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