Matthew J. Suby
Professional summary
Matthew John Suby, who also goes by John Matthew Suby, is a registered financial advisor currently at JOHN F SUBY WEALTH MANAGEMENT LLC located in Rockford, Illinois.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Matthew has worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew John Suby's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2009 - Present
JOHN F SUBY WEALTH MANAGEMENT LLC
Office #1: 129 S Phelps Ave Suite 902a, Rockford, IL 61108May 25, 1999 - June 26, 2009
SVA WEALTH MANAGEMENT, INC.
Primary Firm SEC Registration
JOHN F SUBY WEALTH MANAGEMENT LLC
CRD#: 150824 / SEC#: 801-70434
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/21/2023)
(8/27/2009)
Exams
Current Firm
JOHN F SUBY WEALTH MANAGEMENT LLC
CRD#: 150824 / SEC#: 801-70434
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 286 |
| AUM (Assets Under Management) | $ 427,505,173 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/18/2023 | ||
| 10/31/2022 |
Red Flags
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