David K. Yoshioka

HIGHLINE WEALTH PARTNERS

Sherman Oaks, CA 91403

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CRD#: 4537826

Professional summary

David Kaoru Yoshioka, who also goes by David Kaorv Yoshioka, is a registered financial advisor currently at HIGHLINE WEALTH PARTNERS located in Sherman Oaks, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. David has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Kaorv Yoshioka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE CHIEF OPERATIONS OFFICER FOR P.H. GROUP, AN INSURANCE COMPANY WHICH IS NOT INVESTMENT RELATED. THE FIRM'S ADDRESS IS 7949 EAST ACOMA DRIVE, SUITE 100, SCOTTSDALE, ARIZONA. I STARTED WORKING FOR THE COMPANY IN JULY, 2005, AS A FULL-TIME EMPLOYEE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kaoru Yoshioka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2016 - Present

HIGHLINE WEALTH PARTNERS

Office #1: 15260 Ventura Blvd., Suite 855, Sherman Oaks, CA 91403

RIA

CRD#: 284712

Sherman Oaks, CA

Past

May 20, 2002 - September 14, 2016

CHARLESWORTH & RUGG INC

RIA

CRD#: 104839

WOODLAND HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHLINE WEALTH PARTNERS

CHARLESWORTH & RUGG, INC. | HIGHLINE WEALTH PARTNERS, LLC | HIGHLINE WEALTH PARTNERS

CRD#: 284712 / SEC#: 801-108350

RIA

Registered Investment Advisory firm - (9/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2001

Uniform Investment Adviser Law Examination

Current Firm

HIGHLINE WEALTH PARTNERS

CHARLESWORTH & RUGG, INC. | HIGHLINE WEALTH PARTNERS, LLC | HIGHLINE WEALTH PARTNERS

CRD#: 284712 / SEC#: 801-108350

RIA

Registered Investment Advisory firm - (9/6/2016 Approved)

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Contact information

Main Address

15260 Ventura Blvd., Suite 855, Sherman Oaks, CA 91403

Mailing Address

Phone number

(818) 340-0157

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 02 28 HIGHLINE WEALTH PARTNERS FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	832
AUM (Assets Under Management)	$ 665,649,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David K. Yoshioka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kaoru Yoshioka's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHLINE WEALTH PARTNERS

CHARLESWORTH & RUGG INC

Primary Firm SEC Registration

HIGHLINE WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2001

Current Firm

HIGHLINE WEALTH PARTNERS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGHLINE WEALTH PARTNERS

TRUST BUT VERIFY

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