David G. Robertson

ARETE ASSET MANAGEMENT

Bethlehem, PA

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CRD#: 4537814

Professional summary

David Gary Robertson is a registered financial advisor currently at ARETE ASSET MANAGEMENT, LLC located in Bethlehem, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gary Robertson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2017 - Present

ARETE ASSET MANAGEMENT, LLC

RIA

CRD#: 146562

Bethlehem, PA

Past

June 8, 2006 - May 21, 2007

CREDO CAPITAL MANAGEMENT, LLC

RIA

CRD#: 131535

BALTIMORE, MD

Past

July 31, 2003 - August 24, 2005

INVESTMENT COUNSELORS OF MARYLAND

RIA

CRD#: 116379

BALTIMORE, MD

Past

April 11, 2001 - March 11, 2004

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

RIA

CRD#: 106909

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2001

Uniform Investment Adviser Law Examination

Current Firm

ARETE ASSET MANAGEMENT, LLC

CRD#: 146562 / SEC#:

Maryland

Registered Investment Advisory firm - (4/3/2008 Approved)

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Contact information

Main Address

Bethlehem, PA

Mailing Address

Phone number

(410) 241-1092

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 2,867,376

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David G. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gary Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE ASSET MANAGEMENT, LLC

CREDO CAPITAL MANAGEMENT, LLC

INVESTMENT COUNSELORS OF MARYLAND

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2001

Current Firm

ARETE ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARETE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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