Andrew R. Hayes

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CRD#: 4537312

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew R Hayes, who also goes by Andrew Hayes, Drew Hayes, Andrew Ratcliff Hayes, was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2019. Andrew had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew Hayes | Drew Hayes | Andrew Ratcliff Hayes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 18, 2019 - December 15, 2020

SONGBIRD CAPITAL, LLC

RIA

CRD#: 158074

PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

SONGBIRD CAPITAL, LLC

SONGBIRD CAPITAL | SONGBIRD CAPITAL, LLC | SONGBIRD CAPITAL LLC | SONGBIRD CAPITAL ADVISOR, LLC | SONGBIRD CAPITAL ADVISOR

CRD#: 158074 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/7/2011 Approved)

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Contact information

Main Address

14 Nassau Street, Princeton, NJ 08542

Mailing Address

Phone number

(609) 924-5300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 57,648,221

Red Flags

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