Michael M. Livian

LEHMANN, LIVIAN, FRIDSON ADVISORS

New York, NY 10123

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CRD#: 4537297

Professional summary

Michael Moshe Livian is a registered financial advisor currently at LEHMANN, LIVIAN, FRIDSON ADVISORS, LLC located in New York, New York and LIVIAN & CO. located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGING MEMBER OF SEC INVESTMENT ADVISOR NAMED LEHMANN LIVIAN FRIDSON ADVISORS, LLC LOCATED AT: 450 7TH AVENUE, SUITE 801 NEW YORK, NY 10123 CURRENTLY SPEND APPROXIMATELY 25 HOURS PER WEEK ON THE BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Moshe Livian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2021 - Present

LEHMANN, LIVIAN, FRIDSON ADVISORS, LLC

Office #1: 450 7th Avenue Suite 801, New York, NY 10123

RIA

CRD#: 169980

New York, NY

Current

August 24, 2021 - Present

LIVIAN & CO.

Office #1: 450 7th Avenue Suite 801, New York, NY 10123

RIA

CRD#: 153771

New York, NY

Past

June 3, 2004 - February 22, 2006

SAFDIE INVESTMENT SERVICES CORP.

RIA

CRD#: 104199

NEW YORK, NY

Past

April 22, 2004 - June 30, 2010

SAFDIE INVESTMENT SERVICES CORP.

CRD#: 104199

NEW YORK, NY

Past

December 5, 2002 - April 19, 2004

CHELA TECHNOLOGY PARTNERS, LLC

CRD#: 21600

NEW YORK, NY

Past

July 11, 2002 - January 7, 2003

CLARK STREET CAPITAL, INC.

CRD#: 38304

LEVITTOWN, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIVIAN & CO.

LIVIAN & CO. | LIVIAN & CO., LLC

CRD#: 153771 / SEC#: 801-71406

RIA

Registered Investment Advisory firm - (5/4/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/24/2021)

IAR

Texas
(5/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/10/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/12/2006

General Securities Principal Examination

Current Firm

LIVIAN & CO.

LIVIAN & CO. | LIVIAN & CO., LLC

CRD#: 153771 / SEC#: 801-71406

RIA

Registered Investment Advisory firm - (5/4/2010 Approved)

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Contact information

Main Address

450 7th Avenue Suite 801, New York, NY 10123

Mailing Address

Phone number

(212) 319-8900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIVIAN & CO. FORM ADV PART II (2A, 2B): FIRM BROCHURE AND SUPPLEMENTS (3/25/2025)

Regulatory assets under management

Total Number of Accounts	127
AUM (Assets Under Management)	$ 143,667,429

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael M. Livian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Moshe Livian's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIVIAN & CO.

SAFDIE INVESTMENT SERVICES CORP.

SAFDIE INVESTMENT SERVICES CORP.

CHELA TECHNOLOGY PARTNERS, LLC

CLARK STREET CAPITAL, INC.

Primary Firm SEC Registration

LIVIAN & CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2004

Series 7

Date: 7/10/2002

Series 24

Date: 12/12/2006

Current Firm

LIVIAN & CO.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIVIAN & CO.

TRUST BUT VERIFY

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