Douglas M. Zullo

IRONBRIDGE PRIVATE WEALTH

Austin, TX 78746

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CRD#: 4537237

Professional summary

Douglas Michael Zullo, CFP®, who also goes by Doug Zullo, is a registered financial advisor currently at IRONBRIDGE PRIVATE WEALTH, LLC located in Austin, Texas.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Douglas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Zullo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Zullo Insurance Strategies, LLC - Investment Related, Principal/Insurance Agent; Austin TX; Insurance Sales since 08/2015, 10hrs/mo 2) Zestor Hill, LLC - Not Investment Related, Austin, TX 78751, Rental Properties, co-owner since 2/2017, 3hrs/mo, Administer Leasing, Tenant Relationships

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Michael Zullo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 23, 2019 - Present

IRONBRIDGE PRIVATE WEALTH, LLC

Office #1: 6420 Bee Caves Road Suite 201, Austin, TX 78746

RIA

CRD#: 287714

Austin, TX

Past

July 13, 2017 - February 3, 2019

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

COLUMBUS, OH

Past

July 13, 2017 - February 3, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBUS, OH

Past

March 25, 2008 - July 13, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

COLUMBUS, OH

Past

January 1, 2004 - July 13, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

COLUMBUS, OH

Past

June 21, 2002 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRONBRIDGE PRIVATE WEALTH, LLC

CRD#: 287714 / SEC#: 801-115022

RIA

Registered Investment Advisory firm - (4/18/2019 Approved)

Texas

Registered Investment Advisory firm - (4/22/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/11/2003

General Securities Principal Examination

Current Firm

IRONBRIDGE PRIVATE WEALTH, LLC

CRD#: 287714 / SEC#: 801-115022

RIA

Registered Investment Advisory firm - (4/18/2019 Approved)

Texas

Registered Investment Advisory firm - (4/22/2019 Terminated)

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Contact information

Main Address

6420 Bee Caves Road Suite 201, Austin, TX 78746

Mailing Address

Phone number

(512) 327-8901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRONBRIDGE PRIVATE WEALTH, LLC BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 314,790,965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas M. Zullo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Michael Zullo's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

Primary Firm SEC Registration

IRONBRIDGE PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/2008

Series 63

Date: 7/22/2002

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2002

Series 24

Date: 9/11/2003

Current Firm

IRONBRIDGE PRIVATE WEALTH, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IRONBRIDGE PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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