Marc E. Britton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Ethan Britton was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2002. Marc had worked at 3 firms and has passed the Series 66, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2007 - January 28, 2013
WOLFENSOHN ADVISORS, L.L.C.
January 16, 2004 - May 13, 2005
EVERCORE GROUP L.L.C.
August 27, 2002 - October 9, 2003
CFT SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 6/22/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
WOLFENSOHN ADVISORS, L.L.C.
CRD#: 143613 / SEC#: , 8-67582
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
