Laura M. Lavallee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Marie Lavallee, who also goes by Laura Marie Sharpless, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2002. Laura had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2010 - January 25, 2017
AMG FUNDS LLC
March 27, 2007 - June 18, 2010
AMG DISTRIBUTORS, INC.
March 22, 2007 - January 25, 2017
AMG DISTRIBUTORS, INC.
June 21, 2002 - December 31, 2005
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
Primary Firm SEC Registration
AMG FUNDS LLC
CRD#: 153456 / SEC#: 801-56365
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMG FUNDS LLC
CRD#: 153456 / SEC#: 801-56365
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 19,032,293,298 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
