James L. Corbeau

SPRINGWATER WEALTH MANAGEMENT

Lake Oswego, OR 97035

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CRD#: 4536673

Professional summary

James Louis Corbeau, CFP®, who also goes by Jim Corbeau, is a registered financial advisor currently at SPRINGWATER WEALTH MANAGEMENT, LLC located in Lake Oswego, Oregon.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. James has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Estate Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Do you have an area of expertise or specialization?

Business Owners

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Jim Corbeau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RAVEN WEALTH MANAGEMENT,INC., INVESTMENT RELATED, 5335 MEADOWS ROAD, SUITE 240, LAKE OSWEGO, OR 97035, FINANCIAL PLANNING AND INVESTMENT ADVICE, PRESIDENT, 2013, 100-120 HOURS PER MONTH, PROVIDE FINANCIAL PLANNING AND INVESTMENT ADVICE TO INDIVIDUALS, COUPLES, FAMILIES, SMALL BUSINESSES, AND TRUSTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Louis Corbeau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

June 4, 2013 - Present

SPRINGWATER WEALTH MANAGEMENT, LLC

Office #1: 5335 Meadows Road Suite 240, Lake Oswego, OR 97035

RIA

CRD#: 167539

Lake Oswego, OR

Past

April 13, 2009 - February 23, 2011

VISTA PENSION ADVISORS, LLC

RIA

CRD#: 148905

APTOS, CA

Past

May 13, 2002 - March 13, 2002

MAAS CAPITAL ADVISORS, LLC

RIA

CRD#: 119508

APTOS, CA

Past

May 3, 2002 - December 16, 2013

MAAS CAPITAL ADVISORS, LLC

RIA

CRD#: 119508

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPRINGWATER WEALTH MANAGEMENT, LLC

CRD#: 167539 / SEC#: 801-79766

RIA

Registered Investment Advisory firm - (6/6/2014 Approved)

California

Registered Investment Advisory firm - (9/13/2014 Terminated)

Oregon

Registered Investment Advisory firm - (8/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/19/2013)

IAR

Oregon
(6/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2001

Uniform Investment Adviser Law Examination

Current Firm

SPRINGWATER WEALTH MANAGEMENT, LLC

CRD#: 167539 / SEC#: 801-79766

RIA

Registered Investment Advisory firm - (6/6/2014 Approved)

California

Registered Investment Advisory firm - (9/13/2014 Terminated)

Oregon

Registered Investment Advisory firm - (8/14/2014 Terminated)

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Contact information

Main Address

5335 Meadows Road Suite 240, Lake Oswego, OR 97035

Mailing Address

Phone number

(888) 998-4796

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWM - ADV 2A BROCHURE - AUGUST 2023 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	404
AUM (Assets Under Management)	$ 169,273,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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James L. Corbeau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Louis Corbeau's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPRINGWATER WEALTH MANAGEMENT, LLC

VISTA PENSION ADVISORS, LLC

MAAS CAPITAL ADVISORS, LLC

MAAS CAPITAL ADVISORS, LLC

Primary Firm SEC Registration

SPRINGWATER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2001

Current Firm

SPRINGWATER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPRINGWATER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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