JC
Jake Crater
UMB FINANCIAL SERVICES
Dallas, TX 75225
Some features on this profile are disabled
CRD#: 4536431
JC
Professional summary
Jake Crater, who also goes by Jake J Crater Jr, Jake J. Crater Jr, is a registered financial advisor currently at UMB FINANCIAL SERVICES, INC. located in Dallas, Texas.
Jake is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jake has worked at 9 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jake J Crater Jr | Jake J. Crater Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jake Crater's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jake Crater's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2024 - Present
UMB FINANCIAL SERVICES, INC.
Office #1: 5950 Berkshire Lane # 1600, Dallas, TX 75225RIA
BD
CRD#: 17073
Dallas, TX
Current
July 8, 2024 - Present
UMB FINANCIAL SERVICES, INC.
Office #1: 5950 Berkshire Lane # 1600, Dallas, TX 75225RIA
BD
CRD#: 17073
Dallas, TX
Past
May 12, 2023 - July 8, 2024
PARTNERS FINANCE
BD
CRD#: 315067
Dallas, TX
Past
September 2, 2022 - June 6, 2023
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
Dallas, TX
Past
May 18, 2021 - June 6, 2023
GOLDMAN SACHS CUSTODY SOLUTIONS
BD
CRD#: 48015
Dallas, TX
Past
October 1, 2008 - May 15, 2012
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
DALLAS, TX
Past
October 1, 2008 - May 12, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
DALLAS, TX
Past
September 27, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
RIA
CRD#: 18718
LAFAYETTE, LA
Past
July 1, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
LAFAYETTE, LA
Past
March 20, 2006 - September 27, 2006
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
LAFAYETTE, LA
Past
March 15, 2006 - July 1, 2006
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
LAFAYETTE, LA
Past
February 27, 2004 - March 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MOBILE, AL
Past
February 27, 2004 - March 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MOBILE, AL
Past
July 29, 2002 - March 11, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
MOBILE, AL
Past
July 15, 2002 - March 11, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UF
UMB FINANCIAL SERVICES, INC.
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.
CRD#: 17073 / SEC#: 801-62967, 8-34999
RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(5/16/2025)
IAR
Oklahoma(5/16/2025)
RR
Texas(7/8/2024)
IAR
Texas(10/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UF
UMB FINANCIAL SERVICES, INC.
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.
CRD#: 17073 / SEC#: 801-62967, 8-34999
RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
928 Grand Avenue, Kansas City, MO 64106
Mailing Address
928 Grand Avenue, Kansas City, MO 64106
Phone number
(816) 842-2222
Established
Missouri since 10/07/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
51
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UMB FINANCIAL CORP | STOCKHOLDER | |
| GATES, ANGELA GAYE | FINOP / PRESIDENT / DIRECTOR / PFO / POO / TREASURER | 2626070 |
| KLEVORN, PHILLIP MICHAEL | DIRECTOR | 4852039 |
| LONG, CHRISTOPHER SHELDON | CHIEF COMPLIANCE OFFICER | 6076540 |
| MASON, PHILLIP JAMES | DIRECTOR | 6246519 |
| MASSEY, THOMAS HAROLD | DIRECTOR | 2062653 |
| MAXWELL, JEFFREY THOMAS | CAO, SVP | 2626068 |
| SKILLING, BENJAMIN JOSEPH | DIRECTOR | 4686294 |
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 3,070,243 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UMB FINANCIAL SERVICES, INC.
CRD#: 17073Dallas, TX 75225TRUST BUT VERIFY
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