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JC

Jake Crater

UMB ASSET MANAGEMENT
Dallas, TX 75225
Some features on this profile are disabled
CRD#: 4536431
JC

Professional summary

Jake Crater, who also goes by Jake J Crater Jr, Jake J. Crater Jr, is a registered financial advisor currently at UMB ASSET MANAGEMENT, LLC located in Dallas, Texas.

Jake is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jake has worked at 10 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jake J Crater Jr | Jake J. Crater Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jake Crater's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2026 - Present

UMB ASSET MANAGEMENT, LLC

Office #1: 5950 Berkshire Lane - Suite #1600, Dallas, TX 75225
RIA
CRD#: 306374
Dallas, TX
Past

October 7, 2024 - April 30, 2026

UMB FINANCIAL SERVICES, INC.

RIA
CRD#: 17073
Dallas, TX
Past

July 8, 2024 - April 30, 2026

UMB FINANCIAL SERVICES, INC.

BD
CRD#: 17073
Dallas, TX
Past

May 12, 2023 - July 8, 2024

PARTNERS FINANCE

BD
CRD#: 315067
Dallas, TX
Past

September 2, 2022 - June 6, 2023

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
Dallas, TX
Past

May 18, 2021 - June 6, 2023

GOLDMAN SACHS CUSTODY SOLUTIONS

BD
CRD#: 48015
Dallas, TX
Past

October 1, 2008 - May 15, 2012

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
DALLAS, TX
Past

October 1, 2008 - May 12, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DALLAS, TX
Past

September 27, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA
CRD#: 18718
LAFAYETTE, LA
Past

July 1, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
LAFAYETTE, LA
Past

March 20, 2006 - September 27, 2006

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
LAFAYETTE, LA
Past

March 15, 2006 - July 1, 2006

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
LAFAYETTE, LA
Past

February 27, 2004 - March 7, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MOBILE, AL
Past

February 27, 2004 - March 7, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MOBILE, AL
Past

July 29, 2002 - March 11, 2004

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
MOBILE, AL
Past

July 15, 2002 - March 11, 2004

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UMB ASSET MANAGEMENT, LLC
UMB ASSET MANAGEMENT, LLC | UMB FAMILY WEALTH, LLC

CRD#: 306374 / SEC#: 801-117738

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(5/11/2026)
IAR
Texas
(5/11/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/4/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/26/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/12/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/16/2010
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/30/2009
General Securities Sales Supervisor - Options Module Examination

Current Firm

UA
UMB ASSET MANAGEMENT, LLC
UMB ASSET MANAGEMENT, LLC | UMB FAMILY WEALTH, LLC

CRD#: 306374 / SEC#: 801-117738

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)
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Contact information

Main Address
1010 Grand 3rd Floor, Kansas City, MO 64106
Mailing Address
Phone number
(816) 860-7000
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

UMB ASSET MANAGEMENT LLC - PART 2A (6/30/2025)

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 47,495,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UMB ASSET MANAGEMENT, LLC

CRD#: 306374Dallas, TX 75225

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