Brian E. Fox
Professional summary
Brian Edward Fox, who also goes by Brian E Fox II, Brian E Fox, Brian E. Fox Ii, Brian Edward Fox Ii, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Golden, Colorado.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Edward Fox's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2014 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 17025 S Golden Rd, Golden, CO 80401April 15, 2013 - September 2, 2014
STATE FARM VP MANAGEMENT CORP.
May 3, 2011 - June 7, 2011
WADDELL & REED
May 2, 2011 - June 7, 2011
WADDELL & REED
September 21, 2007 - May 29, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 30, 2007 - May 29, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 30, 2007 - July 16, 2007
PRUCO SECURITIES, LLC.
May 29, 2002 - July 16, 2007
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2014)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Golden, CO 80401TRUST BUT VERIFY
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