Randall J. Tavilla

MWA ASSET MANAGEMENT

Danvers, MA 01923

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CRD#: 4536334

Professional summary

Randall Jonathan Tavilla, who also goes by Randy J. Tavilla, is a registered financial advisor currently at MWA ASSET MANAGEMENT located in Danvers, Massachusetts.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Randall has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy J. Tavilla

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MORTON WEALTH ADVISORS;INVESTMENT RELATED;40 WALNUT ST., SUITE 100,WELLESLEY,MA 02481;DIRECT INSURANCE;INSURANCE ADVISOR;9/1/2010;1-2 HRS/MONTH;0 HRS DURING TRADING;INSURANCE SALES 2)MORTON WEALTH ADVISORS;INVESTMENT RELATED;40 WALNUT ST.,SUITE 100,WELLESLEY,MA 02481;RIA;INVESTMENT ADVISOR;9/1/2010;10-15 HRS/MONTH;10 HRS DURING TRADING;MANAGE CLIENT ACCOUNTS 3)MORTON FINANCIAL;INVESTMENT RELATED;40 WALNUT ST., SUITE 100, WELLESLEY,MA 02481;DBA;FINANCIAL ADVISOR;8/2013;100+ HRS/MONTH;6.5 HRS DURING TRADING;DBA 4)ALC Advisory;investment related;40 Walnut St,Suite 100,Wellesley,MA 02481;RIA;investment advisor;8/20/2011;20+ hrs/month;1 hr during trading;RIA individual/managing accounts

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Jonathan Tavilla's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2013 - Present

MWA ASSET MANAGEMENT

Office #1: 55 Ferncroft Rd Suite 305, Danvers, MA 01923

RIA

CRD#: 142912

Danvers, MA

Past

August 15, 2019 - December 5, 2019

ALC ADVISORY

RIA

CRD#: 173739

LEXINGTON, MA

Past

August 15, 2013 - December 31, 2017

TRIAD ADVISORS LLC

CRD#: 25803

WELLESLEY, MA

Past

November 21, 2012 - August 15, 2013

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

WELLESLEY, MA

Past

September 27, 2010 - August 15, 2013

CAPITOL SECURITIES MANAGEMENT, INC.

RIA

CRD#: 14169

WELLESLEY, MA

Past

September 24, 2010 - December 18, 2012

CAPITOL SECURITIES & ASSOCIATES, INC.

CRD#: 7278

WELLESLEY, MA

Past

January 2, 2009 - September 27, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

WELLESLEY HILLS, MA

Past

February 28, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

WELLESLEY, MA

Past

February 15, 2008 - September 27, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WELLESLEY, MA

Past

April 2, 2007 - February 20, 2008

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WELLESLEY, MA

Past

June 25, 2002 - February 20, 2008

EQUITABLE ADVISORS, LLC

CRD#: 6627

WELLESLEY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MWA ASSET MANAGEMENT

ALC ADVISORY | MWA ASSET MANAGEMENT | MORTON WEALTH ADVISORS INC. | MORTON WEALTH ADVISORS II, INC. | MORTON WEALTH ADVISORS

CRD#: 142912 / SEC#: 801-112638

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (3/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/3/2013)

IAR

Texas
(4/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/24/2002

General Securities Representative Examination

Current Firm

MWA ASSET MANAGEMENT

ALC ADVISORY | MWA ASSET MANAGEMENT | MORTON WEALTH ADVISORS INC. | MORTON WEALTH ADVISORS II, INC. | MORTON WEALTH ADVISORS

CRD#: 142912 / SEC#: 801-112638

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (3/20/2018 Terminated)

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Contact information

Main Address

55 Ferncroft Road Suite 305, Danvers, MA 01923

Mailing Address

Phone number

(781) 263-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	417
AUM (Assets Under Management)	$ 254,208,364

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randall J. Tavilla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Jonathan Tavilla's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALC ADVISORY

TRIAD ADVISORS LLC

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES & ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MWA ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2002

SIE

Date: 12/31/2017

Series 7

Date: 6/24/2002

Current Firm

MWA ASSET MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MWA ASSET MANAGEMENT

TRUST BUT VERIFY

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