Randall Jonathan Tavilla
Professional Summary
Randall Jonathan Tavilla, who also goes by Randy J. Tavilla, is a registered financial advisor currently at MWA ASSET MANAGEMENT located in Danvers, Massachusetts. Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Randall has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Randy J. Tavilla
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
ALC ADVISORY | MWA ASSET MANAGEMENT | MORTON WEALTH ADVISORS INC. | MORTON WEALTH ADVISORS II, INC. | MORTON WEALTH ADVISORS
Contact Information
Main Address
55 Ferncroft Road Suite 305, Danvers, MA 01923Phone Number
(781) 263-1600# of Employees
2SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
433AUM (Assets Under Management)
$305,528,265Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ALC ADVISORY | MWA ASSET MANAGEMENT | MORTON WEALTH ADVISORS INC. | MORTON WEALTH ADVISORS II, INC. | MORTON WEALTH ADVISORS
State Registrations and Notice Filings
(9/3/2013)
(4/28/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Randall Jonathan Tavilla's CRS (Customer Relationship Summary).
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