Michael R. Shamon
Professional summary
Michael R Shamon, who also goes by Michael R Shamon Mr., is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael R Shamon's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2022 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204October 9, 2019 - May 24, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 24, 2018 - October 11, 2019
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 23, 2017 - October 30, 2017
MML INVESTORS SERVICES, LLC
May 4, 2015 - December 20, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
January 2, 2015 - April 24, 2015
EMPOWER FINANCIAL SERVICES, INC.
April 27, 2011 - January 2, 2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
November 16, 2006 - April 11, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 1, 2005 - November 16, 2006
MMC SECURITIES LLC
July 24, 2002 - January 1, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2025)
(5/23/2022)
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(1/30/2025)
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(5/24/2022)
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(1/30/2025)
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(5/23/2022)
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Exams
FINRA
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
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