Theodore D. Ciolkosz

INVESTMENT ADVISORY GROUP LLC

HANOVER, MA 02339

Some features on this profile are disabled

CRD#: 4535957

Professional summary

Theodore D Ciolkosz JR., who also goes by Theodore D Ciolkosz, is a registered financial advisor currently at INVESTMENT ADVISORY GROUP LLC located in Hanover, Massachusetts and CETERA ADVISORS LLC located in Hanover, Massachusetts.

Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Theodore has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Theodore D Ciolkosz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INVESTMENT ADVISORY GROUP, REGISTERED INVESTMENT ADVISOR, FINANCIAL SERVICES AND FIXED INSURANCE, 51 MILL ST BLDG D STE 101 HANNOVER MA 02339, START 01/2003, 30-40HR/WK 2) NAME OF OTHER BUSINESS: HINGHAM ADVISORY COMMITTEE, INVESTMENT RELATED: NO, ADDRESS: 210 CENTRAL ST, HINGHAM, MA 02043, NATURE OF BUSINESS: CIVIC, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REVIEW REQUESTS FOR ANNUAL OPERATING AND CAPITAL APPRECIATION, MAKE RECOMMENDATIONS ON TOWN WARRANT ARTICLES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore D Ciolkosz JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2004 - Present

INVESTMENT ADVISORY GROUP LLC

Office #1: 51 Mill Street Building D, Suite 101, Hanover, MA 02339

RIA

CRD#: 109445

HANOVER, MA

Current

January 13, 2004 - Present

CETERA ADVISORS LLC

Office #1: 51 Mill Street Building D, Suite 101, Hanover, MA 02339

CRD#: 10299

Hanover, MA

Past

March 21, 2024 - July 3, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

HANOVER, MA

Past

December 15, 2023 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

HANOVER, MA

Past

January 31, 2003 - February 11, 2004

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

July 23, 2002 - January 21, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 23, 2002 - January 21, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT ADVISORY GROUP LLC

INVESTMENT ADVISORY GROUP | MARITIME WEALTH ADVISORS, LLC | MARITIME WEALTH ADVISORS | INVESTMENT ADVISORY GROUP, LLC | INVESTMENT ADVISORY GROUP LLC

CRD#: 109445 / SEC#: 801-56937

RIA

Registered Investment Advisory firm - (12/3/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/18/2005)

Colorado
(3/13/2017)

Connecticut
(1/4/2017)

Florida
(1/3/2005)

Iowa
(3/13/2017)

Maine
(3/13/2017)

Maryland
(3/13/2017)

Massachusetts
(1/13/2004)

IAR

Massachusetts
(3/2/2004)

Minnesota
(3/13/2017)

New Hampshire
(3/13/2017)

New Jersey
(3/13/2017)

New York
(3/13/2017)

North Carolina
(4/4/2006)

Pennsylvania
(3/14/2019)

Rhode Island
(2/16/2011)

South Carolina
(3/13/2017)

Tennessee
(1/4/2023)

Texas
(1/4/2017)

Vermont
(10/24/2024)

Virginia
(3/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/22/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 2/17/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT ADVISORY GROUP LLC

INVESTMENT ADVISORY GROUP | MARITIME WEALTH ADVISORS, LLC | MARITIME WEALTH ADVISORS | INVESTMENT ADVISORY GROUP, LLC | INVESTMENT ADVISORY GROUP LLC

CRD#: 109445 / SEC#: 801-56937

RIA

Registered Investment Advisory firm - (12/3/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1343 Main Street Suite 705-787, Sarasota, FL 34236

Mailing Address

Phone number

(781) 826-1235

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAG DISCLOSURE BROCHURE (6/27/2025)

Regulatory assets under management

Total Number of Accounts	3,425
AUM (Assets Under Management)	$ 994,439,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Theodore D. Ciolkosz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore D Ciolkosz JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

CETERA ADVISORS LLC

VOYA FINANCIAL ADVISORS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

INVESTMENT ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2003

Series 63

Date: 9/5/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/8/2003

Series 6

Date: 7/22/2002

Series 51

Date: 2/17/2005

Series 24

Date: 3/8/2004

FINRA

Current Firm

INVESTMENT ADVISORY GROUP LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT ADVISORY GROUP LLC

TRUST BUT VERIFY

Similar Advisors