FD
Frederick L. Denman
ARISTON CAPITAL MANAGEMENT CORP
SEATTLE, WA
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CRD#: 4535949
FD
Professional summary
Frederick Lockwood Denman is a registered financial advisor currently at ARISTON CAPITAL MANAGEMENT CORP located in Seattle, Washington.
Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Frederick has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Lockwood Denman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 1983 - Present
ARISTON CAPITAL MANAGEMENT CORP
RIA
CRD#: 105086
SEATTLE, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(2/18/1983)
Exams
Current Firm
AC
ARISTON CAPITAL MANAGEMENT CORP
ACMMUTUALFUNDS.COM | ARISTONMUTUALFUNDS.COM | ARISTONCAPITAL.COM | ARISTON CAPITAL MANAGEMENT CORP
CRD#: 105086 / SEC#: 801-13209
RIA
Registered Investment Advisory firm - (10/30/2009 Terminated)Washington
Registered Investment Advisory firm - (4/9/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Clyde Hill, WA
Mailing Address
1100 Bellevue Way Ne, Ste 8a-#71, Bellevue, WA 98004
Phone number
(425) 454-1600
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 8,924,715 |
Red Flags
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