John H. Lagrange
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Henry Lagrange was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2014 - January 4, 2017
EAGLE STRATEGIES LLC
December 9, 2013 - January 4, 2017
NYLIFE SECURITIES LLC
June 8, 2010 - November 22, 2013
MONTICELLO INVESTMENT SERVICES, INC.
November 19, 2009 - November 22, 2013
MIDAMERICA FINANCIAL SERVICES, INC.
February 5, 2009 - May 26, 2010
B. RILEY WEALTH ADVISORS, INC.
October 10, 2007 - December 10, 2007
STONEHURST SECURITIES, INC.
August 7, 2007 - May 21, 2009
RETIREMENT DEPOT
July 13, 2006 - July 5, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 18, 2006 - July 5, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 7, 2006 - April 26, 2006
AMERIPRISE ADVISOR SERVICES, INC.
May 27, 2002 - November 18, 2004
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
