Richard G. Lucas

NESTEGG WEALTH ADVISORS

Rowlett, TX 75089

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CRD#: 4535940

Professional summary

Richard Gary Lucas II, who also goes by Rick G Lucas II, Rick G Lucas, is a registered financial advisor currently at NESTEGG WEALTH ADVISORS located in Rowlett, Texas.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Richard has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick G Lucas Ii | Rick G Lucas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NESTEGG RETIREMENT GROUP - LOCATED AT 5706 Rowlett Road, #200, Rowlett, TX 75089 - INSURANCE AGENT SELLING FIXED AND EQUITY INDEXED ANNUITIES, LIFE INSURANCE SINCE 09/2010; SPEND 80 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; INVESTMENT RELATED BUSINESS. RARE COINS OF NEW HAMPSHIRE - INVESTMENT RELATED - ROWLETT, TEXAS - INDEPENDENT CONTRACTOR - SELLING GOLD AND SILVER COINS - 5 HOURS PER MONTH ALL DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Gary Lucas II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2016 - Present

NESTEGG WEALTH ADVISORS

Office #1: 5706 Rowlett Road Ste 200, Rowlett, TX 75089

RIA

CRD#: 284016

Rowlett, TX

Past

April 8, 2014 - August 10, 2016

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

ROCKWALL, TX

Past

March 30, 2012 - May 14, 2014

LUCAS II, RICHARD GARY

RIA

CRD#: 160158

ROCKWALL, TX

Past

September 3, 2010 - March 16, 2012

VERITRUST FINANCIAL, LLC

RIA

CRD#: 106594

ROCKWALL, TX

Past

September 3, 2010 - March 16, 2012

VERITRUST FINANCIAL, LLC

CRD#: 106594

ROCKWALL, TX

Past

May 24, 2010 - September 7, 2010

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

DALLAS, TX

Past

April 20, 2010 - September 7, 2010

USA FINANCIAL SECURITIES LLC

CRD#: 103857

DALLAS, TX

Past

April 10, 2007 - April 12, 2010

NEW ENGLAND SECURITIES

CRD#: 615

DALLAS, TX

Past

December 15, 2003 - February 15, 2005

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

July 26, 2002 - December 16, 2003

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/10/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/9/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NESTEGG WEALTH ADVISORS

NESTEGG WEALTH ADVISORS | NESTEGG WEALTH ADVISORS, LLC | NESTEGG WEALTH ADVISORS LLC

CRD#: 284016 / SEC#:

Texas

Registered Investment Advisory firm - (8/5/2016 Approved)

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Contact information

Main Address

5706 Rowlett Road Ste 200, Rowlett, TX 75089

Mailing Address

Phone number

(972) 412-6064

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard G. Lucas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Gary Lucas II's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE CAPITAL MANAGEMENT LLC

LUCAS II, RICHARD GARY

VERITRUST FINANCIAL, LLC

VERITRUST FINANCIAL, LLC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

NEW ENGLAND SECURITIES

NYLIFE SECURITIES LLC

CAPITAL BROKERAGE CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2010

Series 63

Date: 4/24/2007

Series 6

Date: 4/9/2007

Current Firm

NESTEGG WEALTH ADVISORS

Contact information

Documents

Red Flags

Company Information

NESTEGG WEALTH ADVISORS

TRUST BUT VERIFY

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