Taneia C. Yarbrough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taneia C Yarbrough, who also goes by Taneia C Brown, Taneia C. Brown, Taneia C. Yarbrough, was a registered financial professional .
Taneia is a previously registered financial professional and started their career in finance in 2002. Taneia had worked at 12 firms and has passed the Series 82TO, Series 52TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2011 - February 12, 2025
M&T SECURITIES, INC.
February 6, 2008 - October 7, 2011
WILMINGTON BROKERAGE SERVICES COMPANY
March 6, 2007 - December 21, 2007
JAVCAP SECURITIES LLC
January 13, 2006 - December 21, 2007
MONERE INVESTMENTS, INC.
July 18, 2005 - December 31, 2007
UHLMANN PRICE SECURITIES, LLC
February 25, 2004 - December 19, 2005
VCS VENTURE SECURITIES
December 4, 2003 - May 3, 2004
BALANCE SHEET SOLUTIONS LLC
September 22, 2003 - December 1, 2003
CROWE CAPITAL MARKETS LLC
August 5, 2002 - August 25, 2004
I.T.S. SECURITIES, INC.
July 24, 2002 - December 31, 2005
TRITAURIAN CAPITAL, INCORPORATED
July 4, 2002 - February 4, 2008
ASH SECURITIES WHOLESALING, INC.
June 11, 2002 - May 21, 2008
MEMPHIS CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 6/29/2023
Limited Representative-Private Securities OfferingsSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
