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Taneia C Yarbrough

CRD# 4535569·Registered 2002 - 2025
Previously Registered: Being a previously registered professional could mean that Taneia is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Taneia C Yarbrough, who also goes by Taneia C Brown, Taneia C. Brown, Taneia C. Yarbrough, was a registered financial advisor. Taneia was a previously registered financial professional and started their career in finance 2002 - 2025. Taneia had worked at 12 firms and has passed the Series 82TO, Series 52TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Taneia C Brown, Taneia C. Brown, Taneia C. Yarbrough

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

M&T SECURITIES, INC.·CRD# 17358
BD
Baltimore, MD
December 19, 2011 - February 12, 2025
WILMINGTON BROKERAGE SERVICES COMPANY·CRD# 14942
BD
Wilmington, DE
February 6, 2008 - October 7, 2011
ASBURY CAPITAL LLC·CRD# 142174
BD
Chicago, IL
March 6, 2007 - December 21, 2007
MONERE INVESTMENTS, INC.·CRD# 105487
BD
Chicago, IL
January 13, 2006 - December 21, 2007
UHLMANN PRICE SECURITIES, LLC·CRD# 42854
BD
Chicago, IL
July 18, 2005 - December 31, 2007
VCS VENTURE SECURITIES·CRD# 127921
BD
New York, NY
February 25, 2004 - December 19, 2005
BALANCE SHEET SOLUTIONS LLC·CRD# 124786
BD
Warrenville, IL
December 4, 2003 - May 3, 2004
CROWE CAPITAL MARKETS LLC·CRD# 126361
BD
Chicago, IL
September 22, 2003 - December 1, 2003
I.T.S. SECURITIES, INC.·CRD# 45728
BD
Dallas, TX
August 5, 2002 - August 25, 2004
TRITAURIAN CAPITAL, INCORPORATED·CRD# 45500
BD
New York, NY
July 24, 2002 - December 31, 2005
ASH SECURITIES WHOLESALING, INC.·CRD# 37454
BD
Fort Wayne, IN
July 4, 2002 - February 4, 2008
MEMPHIS CAPITAL·CRD# 8564
BD
Chicago, IL
June 11, 2002 - May 21, 2008

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Current Firm

MS
M&T SECURITIES, INC.

M&T DISCOUNT BROKERAGE SERVICES, INC. | M&T SECURITIES, INC.

CRD#: 17358 / SEC#: 8-35185
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1 Light Street Suite 2000, Buffalo, NY 14202

Mailing Address

1 Light Street, Baltimore, MD 21202

Phone Number

(410) 244-4307

Established

New York since 11/13/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

901

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
M&T BANK CORPORATIONSHAREHOLDER—
BRETT, MICHELLE THERESEDIRECTOR7965730
COLLINS, ATWOOD IIIDIRECTOR5634496
DETTMANN, BRIAN JOHNDIRECTOR4659106
GIORGIO, HUGH EVANSDIRECTOR7535939
HOGAN, PAUL JOSEPHDIRECTOR2849151
JENNINGS, RACHEL MENNDIRECTOR3265541
PETRUS, TANYA MARIEPRINCIPAL FINANCIAL OFFICER/FINOP4848556
REILLY, MICHAEL MACKAYDIRECTOR4575618
REMORENKO, ALEXSANDRAPRESIDENT5699601
REMORENKO, ALEXSANDRACHIEF COMPLIANCE OFFICER5699601

Disclosures

Regulatory Event

6

Arbitration

1

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jun 2023About the Series 82TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2005About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2002About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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