AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RD

Ryan Duffy

PARNASSUS FUNDS DISTRIBUTOR
Portland, ME
·CRD# 4535295·14 years experience

Professional Summary

Ryan Duffy is a registered financial advisor currently at PARNASSUS FUNDS DISTRIBUTOR, LLC located in Portland, Maine. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2012. Ryan has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Diana London
Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Diana London
Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#
View profile

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Diana London
Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#
View profile

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Diana London
Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#
View profile

Years of Experience

14 years in the financial services industry

Current & Past Employments

PARNASSUS FUNDS DISTRIBUTOR, LLC·CRD# 15883
BD
190 Middle Street Suite 301, Portland, ME 04101
July 17, 2026 - Present
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
December 10, 2015 - June 24, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
November 30, 2012 - November 20, 2015

Similar Advisors

Diana London
Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#
View profile

Current Firm

PF
PARNASSUS FUNDS DISTRIBUTOR, LLC

PARNASSUS FUND DISTRIBUTOR | RENAISSANCE ASSET MANAGEMENT | PARNASSUS INVESTMENTS | PARNASSUS FUNDS DISTRIBUTOR, LLC | PARNASSUS FUNDS DISTRIBUTOR

CRD#: 15883 / SEC#: 8-32878
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 03/11/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
BRUNNER, JENNIFER ANNECHIEF COMPLIANCE OFFICER AND VICE PRESIDENT1137783
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Disclosures

Regulatory Event

1

Similar Advisors

Diana London
Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#
View profile

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Diana London
Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#
View profile

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/26/2026)
RR
Alaska
(8/26/2026)
RR
Arizona
(8/26/2026)
RR
Arkansas
(8/26/2026)
RR
California
(8/26/2026)
RR
Colorado
(8/26/2026)
RR
Connecticut
(8/26/2026)
RR
Delaware
(8/26/2026)
RR
District of Columbia
(8/26/2026)
RR
Florida
(8/26/2026)
RR
Georgia
(8/26/2026)
RR
Hawaii
(8/26/2026)
RR
Idaho
(8/26/2026)
RR
Illinois
(8/26/2026)
RR
Indiana
(8/26/2026)
RR
Iowa
(8/26/2026)
RR
Kansas
(8/26/2026)
RR
Kentucky
(8/26/2026)
RR
Louisiana
(8/26/2026)
RR
Maine
(8/26/2026)
RR
Maryland
(8/26/2026)
RR
Massachusetts
(8/26/2026)
RR
Michigan
(8/26/2026)
RR
Minnesota
(8/26/2026)
RR
Mississippi
(8/26/2026)
RR
Missouri
(8/26/2026)
RR
Montana
(8/26/2026)
RR
Nebraska
(8/26/2026)
RR
Nevada
(8/26/2026)
RR
New Hampshire
(8/26/2026)
RR
New Jersey
(8/26/2026)
RR
New Mexico
(8/26/2026)
RR
New York
(8/25/2026)
RR
North Carolina
(8/26/2026)
RR
North Dakota
(8/26/2026)
RR
Ohio
(8/27/2026)
RR
Oklahoma
(8/26/2026)
RR
Oregon
(8/26/2026)
RR
Pennsylvania
(8/26/2026)
RR
Rhode Island
(8/26/2026)
RR
South Carolina
(8/26/2026)
RR
South Dakota
(8/26/2026)
RR
Tennessee
(8/26/2026)
RR
Texas
(8/26/2026)
RR
Utah
(8/26/2026)
RR
Vermont
(8/26/2026)
RR
Virginia
(8/26/2026)
RR
Washington
(8/26/2026)
RR
West Virginia
(8/26/2026)
RR
Wisconsin
(8/26/2026)
RR
Wyoming
(8/26/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2026About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2025About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2012About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Diana London
Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#
View profile

CRS (Client Relationship Summary) - BD

Click below to view Ryan Duffy's CRS (Customer Relationship Summary).

Similar Advisors

Diana London
Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#
View profile
RD
Follow Ryan
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required