Ryan Duffy
Professional summary
Ryan Duffy is a registered financial professional currently at PARNASSUS FUNDS DISTRIBUTOR, LLC located in Portland, Maine.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2012. Ryan has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Duffy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2026 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101December 10, 2015 - June 24, 2019
GOLDMAN SACHS & CO. LLC
November 30, 2012 - November 20, 2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/17/2026
General Securities Representative ExaminationFINRA
Current Firm
PARNASSUS FUNDS DISTRIBUTOR, LLC
CRD#: 15883 / SEC#: , 8-32878
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PARNASSUS FUNDS DISTRIBUTOR, LLC
CRD#: 15883Portland, ME 04101TRUST BUT VERIFY
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