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Robert H. Van Zandt

Some features on this profile are disabled
CRD#: 453496
RV

Professional summary

Robert Henry Van Zandt was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Robert had worked at 8 firms, which includes JHS CAPITAL ADVISORS LLC, THE INVESTMENT CENTER INC., GUNNALLEN FINANCIAL INC, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., AMERICAN GENERAL SECURITIES INCORPORATED, USLIFE EQUITY SALES CORP., USLIFE EQUITY SALES CORP.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Henry Vanzandt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 12, 2010 - June 21, 2010

JHS CAPITAL ADVISORS, LLC

BD
CRD#: 112097
TAMPA, FL
Past

April 7, 2010 - April 12, 2010

THE INVESTMENT CENTER, INC.

BD
CRD#: 17839
BEDMINSTER, NJ
Past

March 29, 2010 - April 1, 2010

JHS CAPITAL ADVISORS, LLC

BD
CRD#: 112097
TAMPA, FL
Past

December 20, 2006 - March 31, 2010

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
BRONX, NY
Past

December 2, 2004 - February 2, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
BRONX, NY
Past

December 2, 2004 - February 2, 2007

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
BRONX, NY
Past

October 1, 1997 - November 5, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ
Past

January 14, 1993 - October 1, 1997

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962
NEW YORK, NY
Past

May 1, 1979 - July 22, 1991

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962
NEW YORK, NY
Past

May 28, 1975 - May 1, 1979

USLIFE EQUITY SALES CORP

BD
CRD#: 6815
Past

December 19, 1973 - July 3, 1975

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 1
Date: 12/14/1973
Registered Representative Examination

Current Firm

JC
JHS CAPITAL ADVISORS, LLC
JHS CAPITAL ADVISORS, INC. | POINTE CAPITAL, LLC | POINTE CAPITAL, L.L.C. | POINTE CAPITAL, INC. | POINTE CAPITAL SECURITIES, L.L.C. | JHS CAPITAL ADVISORS, LLC

CRD#: 112097 / SEC#: 801-71238, 8-53232

BD
Terminated by SEC on 10/23/2015
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 11/30/2011
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

JHS CAPITAL PART 2A (3/23/2015)

Direct owners and executive officers

NamePositionCRD#
JHS CAPITAL HOLDINGS, LLCOWNER
BENDERT, SCOTT JAMESCHIEF EXECUTIVE OFFICER5602806
CARTER, ANA ROUMENOVACFO/FINOP4424794
DUIS, DEBORA JEANNEDIRECTOR OF BRANCH SUPERVISION AND TRAINING2390411
TURNER, WILLIAM RINTERIM CHIEF COMPLIANCE OFFICER859497

Disclosures

Regulatory Event6
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

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