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Robert Henry Van Zandt

CRD# 453496·Registered 1973 - 2010
Barred: Robert Henry Van Zandt was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Henry Van Zandt, who also goes by Robert Henry Vanzandt, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1973 - 2010. Robert had worked at 8 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Henry Vanzandt

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
Tampa, FL
April 12, 2010 - June 21, 2010
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Bedminster, NJ
April 7, 2010 - April 12, 2010
JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
Tampa, FL
March 29, 2010 - April 1, 2010
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Bronx, NY
December 20, 2006 - March 31, 2010
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
Bronx, NY
December 2, 2004 - February 2, 2007
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Bronx, NY
December 2, 2004 - February 2, 2007
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Phoenix, AZ
October 1, 1997 - November 5, 2004
USLIFE EQUITY SALES CORP.·CRD# 7962
BD
New York, NY
January 14, 1993 - October 1, 1997
USLIFE EQUITY SALES CORP.·CRD# 7962
BD
New York, NY
May 1, 1979 - July 22, 1991
USLIFE EQUITY SALES CORP·CRD# 6815
BD
May 28, 1975 - May 1, 1979
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
December 19, 1973 - July 3, 1975

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Current Firm

JC
JHS CAPITAL ADVISORS, LLC

JHS CAPITAL ADVISORS, INC. | POINTE CAPITAL, LLC | POINTE CAPITAL, L.L.C. | POINTE CAPITAL, INC. | POINTE CAPITAL SECURITIES, L.L.C. | JHS CAPITAL ADVISORS, LLC

CRD#: 112097 / SEC#: 801-71238, 8-53232
BD
Terminated by SEC on 10/23/2015

Contact Information

Established

Florida since 11/30/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

JHS CAPITAL PART 2A (3/23/2015)

Direct owners and executive officers

NamePositionCRD#
JHS CAPITAL HOLDINGS, LLCOWNER—
BENDERT, SCOTT JAMESCHIEF EXECUTIVE OFFICER5602806
CARTER, ANA ROUMENOVACFO/FINOP4424794
DUIS, DEBORA JEANNEDIRECTOR OF BRANCH SUPERVISION AND TRAINING2390411
TURNER, WILLIAM RINTERIM CHIEF COMPLIANCE OFFICER859497

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Dec 1973

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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