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Pasco Corsi

CRD# 4534905·Registered 2002 - 2012
Previously Registered: Being a previously registered professional could mean that Pasco is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Pasco Corsi, who also goes by Nicholas Corsi, Pasco Nicholas Corsi Jr., Pasco Nicholas Corsi, was a registered financial advisor. Pasco was a previously registered financial professional and started their career in finance 2002 - 2012. Pasco had worked at 5 firms and has passed the Series 63, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicholas Corsi, Pasco Nicholas Corsi Jr., Pasco Nicholas Corsi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

FIRST CLEARING, LLC·CRD# 17344
BD
St. Louis, MO
December 14, 2009 - May 22, 2012
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Charlotte, NC
November 30, 2006 - May 22, 2012
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Charlotte, NC
November 30, 2006 - May 22, 2012
FIFTH THIRD SECURITIES, INC.·CRD# 628
RIA
Cincinnati, OH
June 20, 2005 - June 15, 2006
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Cincinnati, OH
January 24, 2005 - June 15, 2006
BRICKELL GLOBAL MARKETS, INC.·CRD# 104316
BD
Miami, FL
June 2, 2004 - October 21, 2004
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Cincinnati, OH
October 31, 2003 - May 4, 2004
COUTTS SECURITIES INC.·CRD# 105260
BD
Miami, FL
August 6, 2002 - August 1, 2003

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Current Firm

FC
FIRST CLEARING, LLC

CORESTATES SECURITIES CORP | FIRST CLEARING, LLC | FIRST CLEARING CORPORATION

CRD#: 17344 / SEC#: 8-35158
BD
Terminated by SEC on 02/05/2017

Contact Information

Established

Delaware since 03/12/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WELLS FARGO ADVISORS, LLCSOLE MEMBER19616
HURLEY, KEVIN BRADYCHIEF COMPLIANCE OFFICER1293748

Disclosures

Regulatory Event

34

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2002About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2002About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 2006About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2005About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2003About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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