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Pasco Corsi

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CRD#: 4534905
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pasco Corsi, who also goes by Nicholas Corsi, Pasco Nicholas Corsi Jr., Pasco Nicholas Corsi, was a registered financial professional .

Pasco is a previously registered financial professional and started their career in finance in 2002. Pasco had worked at 5 firms and has passed the Series 63, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nicholas Corsi | Pasco Nicholas Corsi Jr. | Pasco Nicholas Corsi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 14, 2009 - May 22, 2012

FIRST CLEARING, LLC

BD
CRD#: 17344
ST. LOUIS, MO
Past

November 30, 2006 - May 22, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHARLOTTE, NC
Past

November 30, 2006 - May 22, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLOTTE, NC
Past

June 20, 2005 - June 15, 2006

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
CINCINNATI, OH
Past

January 24, 2005 - June 15, 2006

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CINCINNATI, OH
Past

June 2, 2004 - October 21, 2004

BRICKELL GLOBAL MARKETS, INC.

BD
CRD#: 104316
MIAMI, FL
Past

October 31, 2003 - May 4, 2004

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CINCINNATI, OH
Past

August 6, 2002 - August 1, 2003

COUTTS SECURITIES INC.

BD
CRD#: 105260
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/28/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


FC
FIRST CLEARING, LLC
CORESTATES SECURITIES CORP | FIRST CLEARING, LLC | FIRST CLEARING CORPORATION

CRD#: 17344 / SEC#: , 8-35158

BD
Terminated by SEC on 02/05/2017
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 03/12/2003
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WELLS FARGO ADVISORS, LLCSOLE MEMBER19616
HURLEY, KEVIN BRADYCHIEF COMPLIANCE OFFICER1293748

Disclosures


Regulatory Event34
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST CLEARING, LLC

CRD#: 17344

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