Mark C. Cohen
Professional summary
Mark Charles Cohen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Mark had worked at 3 firms, which includes BCG SECURITIES INC., MSI FINANCIAL SERVICES INC., EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2014 - September 5, 2018
BCG SECURITIES, INC.
May 19, 2014 - September 5, 2018
BCG SECURITIES, INC.
February 15, 2011 - May 12, 2014
MSI FINANCIAL SERVICES, INC.
February 15, 2011 - May 12, 2014
MSI FINANCIAL SERVICES, INC.
February 25, 2004 - February 16, 2011
EQUITABLE ADVISORS, LLC
May 12, 2003 - February 16, 2011
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
BCG SECURITIES, INC.
CRD#: 70 / SEC#: 801-56943, 8-12680
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BCG SECURITIES, INC.
CRD#: 70 / SEC#: 801-56943, 8-12680
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,900 |
| AUM (Assets Under Management) | $ 740,027,520 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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