Royi Shemesh

T3 TRADING GROUP

New York, NY 10005

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CRD#: 4534674

Professional summary

Royi Shemesh is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.

Royi is registered as a RR (Registered Representative) and started their career in finance in 2002. Royi has worked at 8 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Royi Shemesh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2019 - Present

T3 TRADING GROUP, LLC

Office #1: 88 Pine Street 23rd Floor, New York, NY 10005

CRD#: 154431

New York, NY

Past

August 30, 2016 - September 27, 2017

QUASAR TRADING, LLC

CRD#: 151974

SAN JUAN, PR

Past

June 3, 2011 - September 8, 2016

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

March 14, 2011 - May 27, 2011

CHIMERA SECURITIES, LLC

CRD#: 147566

NEW YORK, NY

Past

July 9, 2008 - July 24, 2008

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

October 2, 2006 - May 27, 2010

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

May 9, 2006 - October 4, 2006

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

August 16, 2004 - October 19, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

March 3, 2003 - March 19, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

January 8, 2003 - March 3, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

May 24, 2002 - January 10, 2003

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 9/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/2/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/23/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: , 8-68639

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
T3 COMPANIES, LLC	MEMBER/OWNER
LI, XIAOYAN	PRINCIPAL FINANCIAL OFFICER	4465893
LI, XIAOYAN	PRINCIPAL OPERATIONS OFFICER	4465893
LI, XIAOYAN	FINOP	4465893
MARQUIS, GARRET CHRISTIAN	CHEIF EXECUTIVE OFFICER	3198686
PIKOWSKI, STEVEN	CHIEF COMPLIANCE OFFICER	1562340
REDLER, SCOTT JASON JR	CHIEF STRATEGIC OFFICER	2680492

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Royi Shemesh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Royi Shemesh's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR TRADING, LLC

T3 TRADING GROUP, LLC

CHIMERA SECURITIES, LLC

ECHOTRADE LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

G-2 TRADING,LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

RUMSON CAPITAL, LLC

WORLDCO, L.L.C.

State Registrations and Notice Filings

Exams

Series 57TO

Date: 1/2/2023

SIE

Date: 9/27/2017

Series 55

Date: 8/2/2002

Series 7

Date: 5/23/2002

FINRA

Current Firm

T3 TRADING GROUP, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

T3 TRADING GROUP, LLC

TRUST BUT VERIFY

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