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Ronnie D Howard

ARKADIOS WEALTH ADVISORS
Wall, NJ
·CRD# 4534562·24 years experience

Professional Summary

Ronnie D Howard is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Wall, New Jersey and ARKADIOS CAPITAL located in Wall, New Jersey. Ronnie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Ronnie has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 21 and Series 25 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

ARKADIOS WEALTH ADVISORS·CRD# 288863
RIA
4814 Outlook Drive, Suite 104, Wall, NJ 07753
January 2, 2020 - Present
ARKADIOS CAPITAL·CRD# 282710
BD
4814 Outlook Drive, Suite 104, Wall, NJ 07753
October 21, 2019 - Present
GTS SECURITIES LLC·CRD# 149224
BD
New York, NY
April 19, 2016 - October 16, 2019
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
January 25, 2010 - April 27, 2016
LABRANCHE & CO. LLC·CRD# 32661
BD
New York, NY
May 8, 2002 - January 27, 2010

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Current Firm

AW
ARKADIOS WEALTH ADVISORS

1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TELOS PRIVATE WEALTH | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONOGRAM WEALTH PARTNERS | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | LEGACY INVESTMENT STRATEGIES, LLC | LEGACY FINANCIAL GA | LCG WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | GL CAPITAL ADVISORS | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | COMPASS FINANCIAL SERVICES | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS

CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - SEC (7/17/2017 Approved)

Contact Information

Main Address

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305

Phone Number

(404) 445-0035

# of Employees

188

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

14,886

AUM (Assets Under Management)

$8,789,840,262

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Taurus Property Group; Passive Rental Real Estate owned with a partner vested in an LLC; 4600 Paradise RD #1, Las Vegas, NV 89169; Manager of LLC/50% Owner; Started 2/2/2011; 2 hours per month, 0 hours per month during trading hours, Duties: Pay recurring bills from rental income. 2) Ronnie Howard, Is Not Investment Related,"22 Hilldale Court, , Staten Island, NY, 10305, United States", Life Insurance and Fixed Annuity Sales,Producer,12/10/2020,10 hours per month, 0 hours per month during trading hours, Commission Compensation, Sales of Life Insurance Products of Fixed Annuities 3) Howard Wealth LLC, Is Not Investment Related, 4814 Outlook Drive, Suite 104, Wall, NJ, 07753, United States, Current Advisory Business at Arkadios, Owner, 1/1/2026, 80 hours per month, 0 hours per month during trading hours, Fee Based Compensation, LLC formed as a practice entity/DBA to conduct advisory services exclusively through Arkadios Capital. No separate advisory, brokerage, or client activity outside the firm.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS

1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TELOS PRIVATE WEALTH | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONOGRAM WEALTH PARTNERS | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | LEGACY INVESTMENT STRATEGIES, LLC | LEGACY FINANCIAL GA | LCG WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | GL CAPITAL ADVISORS | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | COMPASS FINANCIAL SERVICES | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS

CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - SEC (7/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(8/8/2024)
RR
Florida
(8/8/2024)
RR
Nevada
(1/16/2025)
RR
New Jersey
(1/1/2020)
IAR
New Jersey
(1/2/2020)
RR
New York
(1/1/2020)
IAR
New York
(4/14/2025)
RR
Ohio
(8/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2019About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2010About the Series 7 exam

Series 21 — NYSE Front Line Specialist Clerk

Passed Feb 2004

Series 25 — NYSE Trading Assistant Examination

Passed Feb 2003
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Ronnie D Howard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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