Jerry L. Blanford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lee Blanford, who also goes by Jerry Blanford, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 2002. Jerry had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2020 - March 31, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 31, 2020 - March 30, 2022
FIDELITY BROKERAGE SERVICES LLC
May 14, 2019 - September 1, 2020
SUPREME ALLIANCE LLC
May 9, 2019 - September 1, 2020
SUPREME ALLIANCE LLC
January 8, 2018 - March 8, 2019
USAA INVESTMENT SERVICES COMPANY
August 30, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
August 30, 2013 - March 8, 2019
USAA FINANCIAL ADVISORS, INC.
December 19, 2011 - October 15, 2012
LPL FINANCIAL LLC
December 19, 2011 - October 15, 2012
LPL FINANCIAL LLC
September 22, 2008 - December 20, 2011
CHASE INVESTMENT SERVICES CORP.
September 22, 2008 - December 20, 2011
CHASE INVESTMENT SERVICES CORP.
January 24, 2008 - September 12, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 30, 2007 - September 12, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
August 16, 2007 - November 20, 2007
NEW ENGLAND SECURITIES
May 15, 2002 - June 1, 2007
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
