Giampiero Riccio

RICCIO & ASSOCIATES

Panama,

Some features on this profile are disabled

CRD#: 4534528

Professional summary

Giampiero Riccio is a registered financial advisor currently at RICCIO & ASSOCIATES .

Giampiero is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Giampiero has worked at 4 firms and has passed the Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. RICCIO IS S SHAREHOLDER AND MANAGING DIRECTOR OF 5054 INVESTMENTS, LLC, A PERSONAL REAL ESTATE INVESTMENT COMPANY. MR. RICCIO DOES NOT RECEIVE ANY COMPENSATION FROM THIS COMPANY. HE DEDICATES 1HR A MONTH TO THE MANAGEMENT OF 5054. Mr. Riccio is the Managing Director ans sole shareholder of Riccio & Associates, S.A., a Panamanian corporation. This company promotes and manages real estate investments in Panama. Mr. Riccio dedicates 10 hrs a week to this company. Mr. Riccio is compensated in the form of annual dividends (if any).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giampiero Riccio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2020 - Present

RICCIO & ASSOCIATES

RIA

CRD#: 304972

Panama,

Past

September 28, 2015 - March 4, 2018

RICCIO & ASSOCIATES, LLC

RIA

CRD#: 226684

WESTON, FL

Past

November 1, 2006 - October 26, 2007

STANFORD GROUP COMPANY

RIA

CRD#: 39285

CARACAS,

Past

October 3, 2006 - October 26, 2007

STANFORD GROUP COMPANY

CRD#: 39285

HOUSTON, TX

Past

January 9, 2003 - August 15, 2006

AMERANT INVESTMENTS, INC.

RIA

CRD#: 117284

CORAL GABLES, FL

Past

December 5, 2002 - August 15, 2006

AMERANT INVESTMENTS, INC.

CRD#: 117284

CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 12/4/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/2003

General Securities Principal Examination

Current Firm

RICCIO & ASSOCIATES

RICCIO & ASSOCIATES | RICCIO & ASSOCIATES, LLC

CRD#: 304972 / SEC#:

Florida

Registered Investment Advisory firm - (2/6/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Pembroke Pines, FL

Mailing Address

Phone number

(954) 881-3398

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 1,332,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Giampiero Riccio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giampiero Riccio's CRS (Customer Relationship Summary).

Certified licenses

Experience

RICCIO & ASSOCIATES

RICCIO & ASSOCIATES, LLC

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

AMERANT INVESTMENTS, INC.

AMERANT INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 12/4/2002

Series 24

Date: 1/31/2003

Current Firm

RICCIO & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RICCIO & ASSOCIATES

TRUST BUT VERIFY

Similar Advisors