Neil E. Larson

EDWIN LANE FINANCIAL SERVICES

Kenmore, WA

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CRD#: 4534466

Professional summary

Neil Edwin Larson, who also goes by Neil Edwin Larson Mr., is a registered financial advisor currently at EDWIN LANE FINANCIAL SERVICES, LLC located in Kenmore, Washington.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Neil has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neil Edwin Larson Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS NAMES: MR. LARSON OWNS, NEIL E. LARSON, CPA, PLLC A NON-INVESTMENT RELATED CPA FIRM SINCE 1/1/07. IT IS LOCATED AT 8535 NE 147TH PLACE, KENMORE, WA 98028. HE DEDICATES AS MUCH TIME AS NECESSARY TO SUPPORT THE NEEDS OF HIS CLIENTS. HE OFFERS ACCOUNTING, TAX, AND SMALL BUSINESS CONSULTING SERVICES. HE ALSO OFFERS SELECT NON-EDWIN LANE FINANCIAL SERVICES LLC CLIENT'S TRUSTEE SERVICES. HE ALSO OFFICES INSURANCE TO THE GENERAL PUBLIC. Mr. Larson is a partial owner of several non-investment related small companies and real estate investments. These include Kirby Larson LLC, BD-1, the RB and Ruth H Dunn Charitable Foundation and several related trusts where Mr. Larson provides accounting, tax, management, and trustee services for these entities. They also include K&N Larson Enterprises LP (a family limited partnership formed in 1991) and its general partner Edwin Lane Investments Inc., along with several subsidiary real estate partnerships. Mr. Larson provides accounting, tax, finance and management services for these entities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Edwin Larson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2020 - Present

EDWIN LANE FINANCIAL SERVICES, LLC

RIA

CRD#: 307035

Kenmore, WA

Past

August 24, 2005 - March 31, 2020

FSIC

RIA

CRD#: 37813

KENMORE, WA

Past

August 24, 2005 - March 31, 2020

FSIC

CRD#: 37813

KENMORE, WA

Past

May 25, 2005 - August 1, 2005

SEIDMAN PRIVATE SECURITIES LLC

CRD#: 125051

NEW YORK, NY

Past

May 23, 2005 - August 1, 2005

SEIDMAN PRIVATE ADVISORS LLC

RIA

CRD#: 132337

KIRKLAND, WA

Past

July 1, 2003 - September 10, 2004

SEIDMAN PRIVATE SECURITIES LLC

CRD#: 125051

NEW YORK, NY

Past

April 16, 2002 - March 12, 2003

EDWIN LANE FINANCIAL SERVICES, LLC

RIA

CRD#: 118838

KENMORE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/20/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/19/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/2003

General Securities Representative Examination

Current Firm

EDWIN LANE FINANCIAL SERVICES, LLC

CRD#: 307035 / SEC#:

Washington

Registered Investment Advisory firm - (4/29/2020 Approved)

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Contact information

Main Address

Kenmore, WA

Mailing Address

Po Box 82222, Kenmore, WA 98028

Phone number

(425) 483-6105

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 14,224,329

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Neil E. Larson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Edwin Larson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSIC

FSIC

SEIDMAN PRIVATE SECURITIES LLC

SEIDMAN PRIVATE ADVISORS LLC

SEIDMAN PRIVATE SECURITIES LLC

EDWIN LANE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/20/2003

Series 65

Date: 12/19/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/9/2003

Current Firm

EDWIN LANE FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EDWIN LANE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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