Nathan P. Mcnamee
Professional summary
Nathan Phillip Mcnamee MR. was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nathan is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Nathan had worked at 4 firms, which includes FINANCIAL TELESIS INC, TOTAL WEALTH MANAGEMENT INC., SOLTIS INVESTMENT ADVISORS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2010 - March 9, 2011
FINANCIAL TELESIS INC
August 18, 2009 - February 27, 2014
TOTAL WEALTH MANAGEMENT INC.
May 3, 2006 - March 29, 2010
SOLTIS INVESTMENT ADVISORS, INC.
July 9, 2002 - June 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 19, 2002 - June 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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