Pierre A. Stroh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pierre Alexander Stroh, who also goes by Pierre Stroh, was a registered financial professional .
Pierre is a previously registered financial professional and started their career in finance in 2002. Pierre had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2014 - January 16, 2018
BARCLAY BRELAND FAMILY OFFICE
May 24, 2006 - May 19, 2014
UBS FINANCIAL SERVICES INC.
October 29, 2004 - May 19, 2014
UBS FINANCIAL SERVICES INC.
August 15, 2002 - November 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 10, 2002 - November 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BARCLAY BRELAND FAMILY OFFICE
CRD#: 168626 / SEC#: 801-78665
Contact information
Red Flags
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