Robert J. Fallon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Fallon was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2002. Robert had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2007 - September 27, 2022
GOODBODY SECURITIES INC
May 1, 2003 - February 5, 2004
M&T SECURITIES, INC.
June 7, 2002 - May 1, 2003
ALLFIRST BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOODBODY SECURITIES INC
CRD#: 135790 / SEC#: , 8-66955
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOODBODY STOCKBROKERS UNLIMITED COMPANY | SHAREHOLDER | |
| CONNOLLY, LYNNESSA JUDE | NON-EXECUTIVE BOARD MEMBER | 7862283 |
| CURTIN, PAUL BERNARD | BOARD MEMBER | 2532340 |
| DONNELLY, MATTHEW | CCO | 7080384 |
| EASON, ROBERT VICTOR | NON-EXECUTIVE BOARD MEMBER | 7862287 |
| GLYNN, MICHAEL GERARD | FINOP/PFO | 3219445 |
| HUGGARD, IAN MCGINTY | CHIEF EXECUTIVE OFFICER/ DIRECTOR | 2004081 |
| MAGUIRE, CHARLES JOHN | PRINCIPAL OPERATIONS OFFICER | 5885741 |
Red Flags
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