Jason M. Loyd

J. LOYD CAPITAL MANAGEMENT

Clayton, MO

Some features on this profile are disabled

CRD#: 4534149

Professional summary

Jason Michael Loyd is a registered financial advisor currently at J. LOYD CAPITAL MANAGEMENT, LLC located in Clayton, Missouri.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jason has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Loyd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2014 - Present

J. LOYD CAPITAL MANAGEMENT, LLC

RIA

CRD#: 172300

Clayton, MO

Past

July 21, 2009 - September 30, 2014

DESCHAINE & COMPANY, L.L.C.

RIA

CRD#: 116720

EDWARDSVILLE, IL

Past

June 18, 2007 - July 2, 2009

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

HIGHLAND, IL

Past

June 18, 2007 - July 2, 2009

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

HIGHLAND, IL

Past

January 6, 2005 - June 18, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

EDWARDSVILLE, IL

Past

October 1, 2004 - June 18, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

EDWARDSVILLE, IL

Past

July 9, 2002 - September 23, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/28/2014)

IAR

Missouri
(10/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/8/2002

General Securities Representative Examination

Current Firm

J. LOYD CAPITAL MANAGEMENT, LLC

CRD#: 172300 / SEC#:

Illinois

Registered Investment Advisory firm - (7/28/2014 Approved)

Missouri

Registered Investment Advisory firm - (10/8/2015 Approved)

Texas

Registered Investment Advisory firm - (2/19/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Clayton, MO

Mailing Address

Phone number

(314) 669-6654

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 36,795,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason M. Loyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Loyd's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. LOYD CAPITAL MANAGEMENT, LLC

DESCHAINE & COMPANY, L.L.C.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2005

Series 63

Date: 7/11/2002

Series 7

Date: 7/8/2002

Current Firm

J. LOYD CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

J. LOYD CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors