AV
Aaron Vasil
NORTH SOUTH CAPITAL
New Lenox, IL 60451
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CRD#: 4534079
AV
Professional summary
Aaron Vasil is a registered financial advisor currently at NORTH SOUTH CAPITAL, LLC located in New Lenox, Illinois.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Aaron has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FUNDAMENTAL FINANCIAL GROUP LLC. 321 West Maple Street, Suite 100 New Lenox, IL. 60451 LIFE, HEALTH, FIXED INSURANCE PARTNER - 05/26/06 HOURS PER MONTH 10 HOUR DURING TRADING 5 OFFER CURRENT SECURITIES BASED CLIENTS INSURANCE PRODUCTS PER THERE REQUEST. COLLEGE TEACHING-APPROX. 1 NIGHT A MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Vasil's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Aaron Vasil's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2009 - Present
NORTH SOUTH CAPITAL, LLC
Office #1: 321 West Maple Street Suite 100, New Lenox, IL 60451Office #2: 321 West Maple Street Suite 100, New Lenox, IL 60451-4409Office #3: 321 West Maple Street Suite 100, New Lenox, IL 60451RIA
BD
CRD#: 148158
New Lenox, IL
Current
April 20, 2009 - Present
NORTH SOUTH CAPITAL, LLC
Office #1: 321 West Maple Street Suite 100, New Lenox, IL 60451Office #2: 321 West Maple Street Suite 100, New Lenox, IL 60451-4409Office #3: 321 West Maple Street Suite 100, New Lenox, IL 60451RIA
BD
CRD#: 148158
New Lenox, IL
Past
July 24, 2006 - March 31, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
MORRIS, IL
Past
June 6, 2006 - March 31, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
MORRIS, IL
Past
May 31, 2002 - December 14, 2006
KWS ASSOCIATES, INC.
BD
CRD#: 28264
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/23/2009)
RR
Florida(2/22/2023)
RR
Georgia(11/2/2023)
RR
Illinois(4/20/2009)
IAR
Illinois(4/20/2009)
IAR
Indiana(8/19/2009)
RR
Indiana(9/11/2009)
RR
Missouri(4/24/2015)
RR
Oregon(4/30/2014)
RR
Texas(8/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/31/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NORTH SOUTH CAPITAL, LLC
NORTH SOUTH CAPITAL, LLC
CRD#: 148158 / SEC#: , 8-67979
Illinois
Registered Investment Advisory firm - SEC (2/13/2009 Approved)Indiana
Registered Investment Advisory firm - SEC (8/18/2009 Approved)Texas
Registered Investment Advisory firm - SEC (8/7/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
321 West Maple Street Suite 100, New Lenox, IL 60451-4409
Mailing Address
321 West Maple Street Suite 201, New Lenox, IL 60451
Phone number
(312) 445-5400
Established
Illinois since 06/20/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
8
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 25,887,891 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
