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Stephanie A. Harris
S HARRIS FINANCIAL GROUP
San Antonio, TX 78249
Some features on this profile are disabled
CRD#: 4534069
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Professional summary
Stephanie Allison Harris, CFP®, who also goes by Stephanie Allison Parker, is a registered financial advisor currently at S HARRIS FINANCIAL GROUP, LLC located in San Antonio, Texas.
Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Stephanie has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephanie Allison Parker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Harris Blessings LLC; 212 Bentley Manor, Shavano Park, TX, 78249, United States; Managing Member; Partner; Investment Related- Yes; 03/15/2024; 0-1 Hours per month; 0-1 Hours per month during trading hours; General Management; (2) Harris Hullabaloo; 212 Bentley Manor, Shavano Park, TX, 78249, United States; Rental Real Estate; Member; Investment Related- Yes; 08/26/2022; 0-1 Hours per month; 0-1 Hours per month during trading hours; Property Management; (3) Just Piddlin' LLC; 212 Bentley Manor, Shavano Park, TX, 78249, United States; Personal/Private Property; Managing Member; Investment Related- No; 03/26/2021; 0-1 Hours per month; 0-1 Hours per month during trading hours; General Management; (4) S Harris Ventures, LLC; 4456 Lockhill Selma Rd Ste 101, San Antonio, TX, 78249, United States; Rental Real Estate; Member; Investment Related- Yes; 08/19/2014; 2-10 Hours per month; 2-10 Hours per month during trading hours; General Management (5) S Harris Financial Group, LLC Address: 4456 Lockhill Selma Road, Ste 101, San Antonio, TX, 78249, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/30/2002 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Consult with clients on insurance needs, place products upon request
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Allison Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
January 15, 2010 - Present
S HARRIS FINANCIAL GROUP, LLC
Office #1: 4456 Lockhill Selma Rd Suite 101, San Antonio, TX 78249RIA
CRD#: 151899
San Antonio, TX
Past
September 11, 2020 - October 15, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SAN ANTONIO, TX
Past
February 26, 2003 - February 24, 2010
PADGETT FINANCIAL SERVICES, LLC
RIA
CRD#: 115250
SAN ANTONIO, TX
Past
May 22, 2002 - October 15, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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S HARRIS FINANCIAL GROUP, LLC
HARRIS MARTIN FINANCIAL, LLC | S HARRIS FINANCIAL GROUP, LLC
CRD#: 151899 / SEC#: 801-131466
RIA
Registered Investment Advisory firm - (11/18/2024 Approved)Texas
Registered Investment Advisory firm - (11/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/15/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SH
S HARRIS FINANCIAL GROUP, LLC
HARRIS MARTIN FINANCIAL, LLC | S HARRIS FINANCIAL GROUP, LLC
CRD#: 151899 / SEC#: 801-131466
RIA
Registered Investment Advisory firm - (11/18/2024 Approved)Texas
Registered Investment Advisory firm - (11/22/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4456 Lockhill Selma Rd Suite 101, San Antonio, TX 78249
Mailing Address
Phone number
(210) 547-3450
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 889 |
| AUM (Assets Under Management) | $ 351,891,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
