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Vadim F F. Nisenbaum

TORA TRADING SERVICES
NEW YORK, NY 10005
Some features on this profile are disabled
CRD#: 4534036
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Professional summary


Vadim F Feliksovich Nisenbaum, who also goes by Vadim Feliksovich Nisenbaum, Vadim Nisenbaum, is a registered financial professional currently at TORA TRADING SERVICES, LLC located in New York, New York.

Vadim F is registered as a RR (Registered Representative) and started their career in finance in 2002. Vadim F has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vadim Feliksovich Nisenbaum | Vadim Nisenbaum

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Vadim F Feliksovich Nisenbaum's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 21, 2025 - Present

TORA TRADING SERVICES, LLC

Office #1: 28 Liberty Street 58fl, New York, NY 10005
BD
CRD#: 135423
NEW YORK, NY
Past

September 15, 2021 - March 31, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 3, 2016 - June 1, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 1, 2013 - July 17, 2015

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

April 26, 2004 - September 6, 2013

VIRTU ITG LLC

BD
CRD#: 29299
NEW YORK, NY
Past

March 4, 2004 - May 25, 2004

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

February 19, 2004 - March 9, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

February 10, 2003 - December 17, 2003

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

June 13, 2002 - January 21, 2003

LION'S GROUP TRADING LLC

BD
CRD#: 113642
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/21/2025)
RR
New York
(3/21/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 5/6/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/7/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TT
TORA TRADING SERVICES, LLC
TORA TRADING SERVICES, LLC

CRD#: 135423 / SEC#: , 8-66925

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
28 Liberty Street 58fl, New York, NY 10005
Mailing Address
28 Liberty Street Floor 56, New York, NY 10005
Phone number
(650) 513-6700
Established
Delaware since 01/27/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
TORA TRADING SERVICES, LTD.SOLE OWNER
BALTOVSKI, ALEXANDERFINOP2350828
CUTLER, SETHDIRECTOR2594208
IAMSCICOV WEIGL, KATARINASECRETARY7893210
IAMSCICOV WEIGL, KATARINACHIEF COMPLIANCE OFFICER7893210
MALONEY, MICHAEL GMANAGING PRINCIPAL, DIRECTOR5728423
SIBLEY, JOHN HOLDENDIRECTOR5781488

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TORA TRADING SERVICES, LLC

CRD#: 135423New York, NY 10005

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