Christopher L. Wayne

LFA

St. Cloud, MN 56301

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CRD#: 4534014

Professional summary

Christopher L Wayne, AIF®, who also goes by Chris Wayne, Christopher L Wyane, is a registered financial advisor currently at LFA located in St. Cloud, Minnesota and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Alexandria, Minnesota.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Wayne | Christopher L Wyane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BOYSCOUTS OF AMERICA, CLUBMASTER & DEN LEADER, SARTEL MN, 9/2010, 4-5 HR/MO- NONE DURING TRADING. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) LARAWAY FINANCIAL ADVISORS, INC., ADV REP OF A REGISTERED INVESTMENT ADV- RIA, INVESTMENT RELATED; ST. CLOUD, MN; 01/2014. PRESIDENT/CEO/IAR.30/WK- 15/TRADING 4) CENTRACARE, 1406 SIXTH AVE NORTH ST CLOUD MN, INVESTMENET COMMITTEE MEMBER, 07/2020, NIR, 2/MO 1/TRADING 5) ST CLOUD CRUSH LACROSSE BOOSTER CLUB, 4200 33RD STS ST CLOUD MN 56301, 08/2022, TREASURER, VOLUNTEER, NIR, 1 HR/MO 0 HR/MO TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher L Wayne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 9, 2014 - Present

LFA

Office #1: 1219 - 33rd Street South, St. Cloud, MN 56301

RIA

CRD#: 114674

St. Cloud, MN

Current

January 2, 2014 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 201 6th Ave East, Alexandria, MN 56308Office #2: 1219 33rd St South, St. Cloud, MN 56301

CRD#: 39543

Alexandria, MN

Past

August 31, 2005 - January 27, 2014

SECURITIES AMERICA, INC.

CRD#: 10205

SAINT CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LFA

LARAWAY FINANCIAL ADVISORS, INC. | LFA

CRD#: 114674 / SEC#: 801-63115

RIA

Registered Investment Advisory firm - (5/14/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/2/2014)

Colorado
(1/2/2015)

Florida
(6/23/2015)

Minnesota
(1/2/2014)

IAR

Minnesota
(1/9/2014)

Montana
(1/3/2017)

Nevada
(1/2/2020)

New Jersey
(5/2/2023)

New Mexico
(1/2/2020)

North Carolina
(1/6/2020)

South Carolina
(1/2/2020)

South Dakota
(1/2/2014)

Texas
(8/9/2016)

IAR

Texas
(11/28/2016)

Wisconsin
(1/2/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/30/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LFA

LARAWAY FINANCIAL ADVISORS, INC. | LFA

CRD#: 114674 / SEC#: 801-63115

RIA

Registered Investment Advisory firm - (5/14/2004 Approved)

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Contact information

Main Address

1219 - 33rd Street South, St. Cloud, MN 56301

Mailing Address

Phone number

(320) 253-2490

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LFA ADV BROCHURE (2/4/2025)

Regulatory assets under management

Total Number of Accounts	803
AUM (Assets Under Management)	$ 309,222,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher L. Wayne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher L Wayne's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

LFA

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/9/2006

Series 6

Date: 8/30/2005

FINRA

Current Firm

LFA

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LFA

TRUST BUT VERIFY

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