Kaleialoha K. Cadinha-pua'a

CADINHA & CO LLC

Honolulu, HI 96813-3713

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CRD#: 4533845

Professional summary

Kaleialoha Kathleen Cadinha-pua'a, who also goes by Kalei Kathleen Cadinha-pua'a, is a registered financial advisor currently at CADINHA & CO LLC located in Honolulu, Hawaii.

Kaleialoha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kaleialoha has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kalei Kathleen Cadinha-Pua'a

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaleialoha Kathleen Cadinha-pua'a's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2007 - Present

CADINHA & CO LLC

Office #1: 900 Fort St. Mall, Ste. 1450, Honolulu, HI 96813-3713

RIA

CRD#: 108135

Honolulu, HI

Past

October 13, 2006 - January 3, 2007

CADINHA-PUAA & ROSE

RIA

CRD#: 141680

HONOLULU, HI

Past

January 11, 2002 - October 24, 2006

CADINHA & CO LLC

RIA

CRD#: 108135

HONOLULU, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CADINHA & CO LLC

CRD#: 108135 / SEC#: 801-57784

RIA

Registered Investment Advisory firm - (6/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(1/3/2007)

IAR

Texas
(1/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2001

Uniform Investment Adviser Law Examination

Current Firm

CADINHA & CO LLC

CRD#: 108135 / SEC#: 801-57784

RIA

Registered Investment Advisory firm - (6/22/2000 Approved)

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Contact information

Main Address

900 Fort St. Mall, Ste. 1450, Honolulu, HI 96813-3713

Mailing Address

Phone number

(808) 523-9488

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CADINHA & CO ADV PART 2A 03.17.2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,407
AUM (Assets Under Management)	$ 1,074,670,828

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kaleialoha K. Cadinha-pua'a

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaleialoha Kathleen Cadinha-pua'a's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADINHA & CO LLC

CADINHA-PUAA & ROSE

CADINHA & CO LLC

Primary Firm SEC Registration

CADINHA & CO LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2001

Current Firm

CADINHA & CO LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CADINHA & CO LLC

TRUST BUT VERIFY

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