Tammy A. Staub
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tammy Ann Staub was a registered financial professional .
Tammy is a previously registered financial professional and started their career in finance in 2003. Tammy had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2018 - January 29, 2024
ABUNDANT WEALTH STRATEGIES
December 19, 2017 - July 12, 2018
LAUREL WEALTH ADVISORS, INC.
November 15, 2017 - January 12, 2024
PURSHE KAPLAN STERLING INVESTMENTS
December 17, 2010 - November 27, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 10, 2010 - November 27, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 17, 2003 - October 5, 2010
D.A. DAVIDSON & CO.
August 7, 2003 - October 5, 2010
D.A. DAVIDSON & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ABUNDANT WEALTH STRATEGIES
CRD#: 292295 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 309 |
| AUM (Assets Under Management) | $ 67,821,426 |
Red Flags
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