Paul H. Lundeen

ARKENSTONE FINANCIAL

Monument, CO 80132

Some features on this profile are disabled

CRD#: 4533779

Professional summary

Paul Harold Lundeen, who also goes by Paul Lundeen, is a registered financial advisor currently at ARKENSTONE FINANCIAL, LLC located in Monument, Colorado.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Paul has worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Lundeen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ALPINE FREEDOM, LLC; 03/2013; MONUMENT, CO; CHAIRMAN OF REAL ESTATE HOLDINGS; NON-INVESTMENT RELATED; 1HR/WK 2. COLORADO SENATE; 01/2015; DENVER, CO; 3. LUNCOM LLC; NOT INVESTMENT RELATED; 10 HRS/WEEK; COMPANY PROVIDING COMMUNICATIONS AND MESSAGES CONSULTING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Harold Lundeen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2010 - Present

ARKENSTONE FINANCIAL, LLC

Office #1: 19210 Sixpenny Lane, Suite 100, Monument, CO 80132

RIA

CRD#: 153530

Monument, CO

Past

July 20, 2007 - June 9, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

COLORADO SPRINGS, CO

Past

July 9, 2007 - June 9, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

COLORADO SPRINGS, CO

Past

August 27, 2004 - July 12, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

COLORADO SPRINGS, CO

Past

August 20, 2004 - July 12, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

COLORADO SPRINGS, CO

Past

June 19, 2002 - August 16, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/5/2011)

IAR

Colorado
(5/5/2010)

IAR

Texas
(8/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/27/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/18/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/18/2002

General Securities Representative Examination

Current Firm

ARKENSTONE FINANCIAL, LLC

CRD#: 153530 / SEC#: 801-71378

RIA

Registered Investment Advisory firm - (1/4/2011 Terminated)

California

Registered Investment Advisory firm - (1/4/2011 Approved)

Colorado

Registered Investment Advisory firm - (11/1/2010 Approved)

Texas

Registered Investment Advisory firm - (8/2/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

19210 Six Penny Lane, Ste. 100, Monument, CO 80132

Mailing Address

Phone number

(719) 559-1919

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	457
AUM (Assets Under Management)	$ 78,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tara Seegers

COMMONWEALTH FINANCIAL NETWORK

IAR

Colorado Spring, CO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul H. Lundeen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Harold Lundeen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKENSTONE FINANCIAL, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/27/2003

Series 65

Date: 10/18/2002

Series 7

Date: 6/18/2002

Current Firm

ARKENSTONE FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARKENSTONE FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors