Mark A. Gelbman

STRATEGIC WEALTH SOLUTIONS

URBANDALE, IA 50322

Some features on this profile are disabled

CRD#: 4533497

Professional summary

Mark Andrew Gelbman, CLU® is a registered financial advisor currently at STRATEGIC WEALTH SOLUTIONS, LLC located in Urbandale, Iowa.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Mark has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: ADVISORS EXCEL POSITION: BGA Relationship NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 02/17/2022 ADDRESS: 2950 SW McClure Rd., Topeka KS 66614 DESCRIPTION: Fixed insurance, including annuities and providing referrals to the Medicare Sales Team at Advisors Excel. Business Name: AIG/AMERICAN GENERAL POSITION: Marketer NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/06/2022 ADDRESS: 2919 Allen Pkwy, Houston TX 77019 DESCRIPTION: To be an agent of AIG/American General for the purpose of selling their Single Premium Immediate Annuity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Gelbman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

August 1, 2023 - Present

STRATEGIC WEALTH SOLUTIONS, LLC

Office #1: 12130 Meredith Drive Suite 210w, Urbandale, IA 50322

RIA

CRD#: 6363

BOONE, IA

Past

December 18, 2007 - December 20, 2007

PRINCIPAL SECURITIES, INC.

CRD#: 1137

WEST DES MOINES, IA

Past

July 2, 2002 - December 19, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BOONE, IA

Past

June 19, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 19, 2002 - December 19, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BOONE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(8/1/2023)

IAR

Texas
(8/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/2002

General Securities Representative Examination

Current Firm

STRATEGIC WEALTH SOLUTIONS, LLC

CRD#: 327745 / SEC#:

Iowa

Registered Investment Advisory firm - (7/25/2023 Approved)

Texas

Registered Investment Advisory firm - (8/24/2023 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12130 Meredith Drive Suite 210w, Urbandale, IA 50322

Mailing Address

Phone number

(515) 443-9567

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	196
AUM (Assets Under Management)	$ 10,075,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Rajpreet Sangha

PRINCIPAL SECURITIES, INC.

IAR

Tracy, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Gelbman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Gelbman's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PRINCIPAL SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2002

SIE

Date: 10/1/2018

Series 7

Date: 6/17/2002

Current Firm

STRATEGIC WEALTH SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH SOLUTIONS, LLC

TRUST BUT VERIFY

Similar Advisors